LEGACY EDGE ADVISORS
LEGACY EDGE ADVISORS, LLC Legal Name
Adviser information for LEGACY EDGE ADVISORS last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 819 | $614.3M |
| Non-Discretionary | 74 | $12.7M |
| Total | 893 | $627.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 170 | $47.9M |
| HNW Individuals | 210 | $579.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 616.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| LEGACY EDGE ADVISORS WRAP PROGRAM | LEGACY EDGE ADVISORS |
Identifiers
| SEC RIA File Number | 801-128842 |
|---|---|
| SEC ERA File Number | 801-128842 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328064 |
| Legal Entity Identifier | None |
Principal Office
485 UNDERHILL BLVD.SUITE 100
SYOSSET
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 516-447-4200, Fax: N/A
Chief Compliance Officer
TIMOTHY OLIN URIE
MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER
101 EISENHOWER PKWY
SUITE 300
ROSELAND
NJ
United States
Tel:
(973) 309 0024
Fax:
N/A
T****@*************M
(Full email address available in API data)
Regulatory Contact
ROBERT FRANCIS ROM
MANAGING PARTNER AND SENIOR WEALTH ADVISOR
485 UNDERHILL BLVD.
SYOSSET
NY
United States
Tel:
516-447-4200
Fax:
N/A
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| URIE, TIMOTHY, OLIN | Individual | – | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | 08/2023 | 25-50% |
| ISRAEL, SCOTT, JASON | Individual | – | MANAGING PARTNER, SENIOR WEALTH ADVISOR | 08/2023 | 25-50% |
| ROM, ROBERT, FRANCIS | Individual | – | MANAGING PARTNER, SENIOR WEALTH ADVISOR | 08/2023 | 25-50% |
| KASS, JASON, SEAN | Individual | – | MANAGING PARTNER, SR. PORTFOLIO MANAGER | 08/2023 | 25-50% |