K FUND CAPITAL MANAGEMENT, LLC
Adviser information for K FUND CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $265.5M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $265.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $265.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128847 |
|---|---|
| SEC ERA File Number | 801-128847 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318110 |
| Legal Entity Identifier | None |
Principal Office
1801 CENTURY PARK ESUITE 2400
LOS ANGELES
CA
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: (310) 663-9090, Fax: N/A
Chief Compliance Officer
ANDREW PORTER DIRKS
CHIEF COMPLIANCE OFFICER
1801 CENTURY PARK E
SUITE 2400
LOS ANGELES
CA
United States
Tel:
(310) 663-9090
Fax:
N/A
A*****@***********M
(Full email address available in API data)
Regulatory Contact
GARY MARSHALL POST
1801 CENTURY PARK E
SUITE 2400
LOS ANGELES
CA
United States
Tel:
(310) 663-9090
Fax:
N/A
G****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DAYTIME CAPITAL, LLC | Venture Capital Fund | $15.8M | $0.1M | 2 |
| EYSTRAHORN LLC | Venture Capital Fund | $3.1M | $0.1M | 1 |
| HEALTHY LIFE CAPITAL PARTNERS LLC | Venture Capital Fund | $8.3M | $0.1M | 3 |
| K-RX, LLC | Venture Capital Fund | $114.5M | $0.1M | 2 |
| MT SPX LLC | Venture Capital Fund | $8.1M | $0.1M | 3 |
| THE K FUND II, LP | Private Equity Fund | $74.0M | $0.3M | 4 |
| THE K FUND III, LP | Private Equity Fund | $8.3M | $0.1M | 3 |
| THE K FUND, LP | Private Equity Fund | $34.6M | $0.3M | 3 |
| TROY CAPITAL PARTNERS KFUND LLC | Venture Capital Fund | $20.4M | $0.1M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PERINACOTA LLC | Domestic Entity | – | MEMBER | 12/2016 | 25-50% |
| JB BELLISTON FAMILY TRUST | Domestic Entity | – | MEMBER | 04/2014 | 25-50% |
| COTTONWOOD INVESTMENT MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 12/2017 | 25-50% |
| POST, GARY, MARSHALL | Individual | PERINACOTA LLC | MANAGING MEMBER | 12/2016 | > 75% |
| BARLOW, ERIC, STEPHAN | Individual | COTTONWOOD INVESTMENT MANAGEMENT, LLC | MANAGING MEMBER | 12/2017 | > 75% |
| Dirks, Andrew, Porter | Individual | – | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 04/2022 | < 5% |
| BELLISTON, JAMES, BRETT | Individual | – | TRUSTEE OF JB BELLISTON FAMILY TRUST | 04/2014 | < 5% |