INTEGRATED WEALTH MANAGEMENT, INC.
Adviser information for INTEGRATED WEALTH MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 860 | $139.2M |
| Non-Discretionary | 0 | $0 |
| Total | 860 | $139.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 315 | $80.4M |
| HNW Individuals | 72 | $58.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $543,717 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $111,487 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed feesTHIRD PARTY ADVISORY FEES |
Identifiers
| SEC RIA File Number | 801-128851 |
|---|---|
| SEC ERA File Number | 801-128851 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 141092 |
| Legal Entity Identifier | None |
Principal Office
1790 TOWN PARK BLVD.SUITE K
UNIONTOWN
OH
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 330-896-1644, Fax: 330-899-0488
Chief Compliance Officer
STEPHEN STANTON JACKSON
CHIEF COMPLIANCE OFFICER
1790 TOWN PARK BLVD.
SUITE K
UNIONTOWN
OH
United States
Tel:
330-896-1644
Fax:
330-899-0488
S******@**************M
(Full email address available in API data)
Regulatory Contact
EDWARD M. GROSKO
PRESIDENT
1790 TOWN PARK BLVD.
UNIONTOWN
OH
United States
Tel:
330-896-1644
Fax:
330-899-0488
E*@***************M
(Full email address available in API data)
Industry Affiliates
| INTEGRATED BENEFITS GROUP INC. | Insurance company or agency |
| INTEGRATED PLANNING, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GROSKO, EDWARD, MICHAEL | Individual | – | PRESIDENT | 05/2006 | 50-75% |
| Jackson, Stephen, Stanton | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |
| GROSKO, BENJAMIN, D | Individual | – | VICE PRESIDENT, PARTNER | 01/2016 | 50-75% |