ALPHA BLUE CAPITAL
ALPHA BLUE CAPITAL MANAGEMENT LP Legal Name
Adviser information for ALPHA BLUE CAPITAL last updated from Form ADV on January 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $4.2M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $4.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $4.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMAS SPONSOR, WILL SHARE IN ETF PROFITS AFTER EXPENSES |
Identifiers
| SEC RIA File Number | 801-128858 |
|---|---|
| SEC ERA File Number | 801-128858 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328350 |
| Legal Entity Identifier | None |
Principal Office
16 SPRING RDGREENBRAE
CA
United States
Monday - Friday, BY APPOINTMENT
Tel: 415-948-4330, Fax: None
Chief Compliance Officer
DAVID M. DABORA
MANAGING PARTNER
16 SPRING RD
GREENBRAE
CA
United States
Tel:
415-948-4330
D******@***************M
(Full email address available in API data)
Industry Affiliates
| ALPHA BLUE, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DABORA, DAVID, MICHAEL | Individual | – | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| ALPHA BLUE, LLC | Domestic Entity | – | GENERAL PARTNER | 02/2023 | < 5% |
| DABORA 1997 FAMILY TRUST | Domestic Entity | – | LIMITED PARTNER | 02/2023 | > 75% |
| DABORA, RACHEL, B. | Individual | – | LIMITED PARTNER | 09/2023 | 10-25% |
| DABORA, JOSHUA, B. | Individual | – | LIMITED PARTNER | 09/2023 | 10-25% |
| DABORA, DAVID, MICHAEL | Individual | ALPHA BLUE, LLC | MANAGING MEMBER | 08/2020 | 50-75% |
| DABORA, ROBYN, B. | Individual | ALPHA BLUE, LLC | MEMBER | 08/2020 | 50-75% |
| DABORA, DAVID, MICHAEL | Individual | DABORA 1997 FAMILY TRUST | TRUSTEE | 12/1997 | 50-75% |
| DABORA, ROBYN, B. | Individual | DABORA 1997 FAMILY TRUST | TRUSTEE | 12/1997 | 50-75% |