CYPRESS WEALTH MANAGEMENT
CYPRESS WEALTH MANAGEMENT, LLC Legal Name
Adviser information for CYPRESS WEALTH MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 89 | $226.2M |
| Non-Discretionary | 0 | $0 |
| Total | 89 | $226.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 5 | $10.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $129.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $85.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesFAMILY OFFICE SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-128859 |
|---|---|
| SEC ERA File Number | 801-128859 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324524 |
| Legal Entity Identifier | None |
Principal Office
18W140 BUTTERFIELD ROAD, SUITE 1110OAKBROOK TERRACE
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (224) 330-9662, Fax: None
Websites
Chief Compliance Officer
TIM DILLOW
18W140 BUTTERFIELD ROAD
SUITE 1110
OAKBROOK TERRACE
IL
United States
Tel:
(224) 330-9662
T*********@*****************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER L HUGHES
18W140 BUTTERFIELD ROAD
SUITE 1110
OAKBROOK TERRACE
IL
United States
Tel:
(630) 824-3772
C*****************@*****************M
(Full email address available in API data)
Industry Affiliates
| CYPRESS INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| DILLOW WEALTH MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CHG-MSTK LLC | Private Equity Fund | $30.1M | $0.0M | 2 |
| CHG-NONAME CAPITAL LLC | Private Equity Fund | $98.9M | $0.0M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WISLIM INVESTMENTS LLC | Domestic Entity | – | CO-OWNER | 12/2022 | 50-75% |
| MAWO CAPITAL I LLC | Domestic Entity | – | CO-OWNER | 12/2022 | 25-50% |
| HUGHES, CHRISTOPHER, LEE | Individual | WISLIM INVESTMENTS LLC | MANAGING PRINCIPAL | 01/2004 | > 75% |
| STAAB, JOHN, ALLAN | Individual | MAWO CAPITAL I LLC | PRINCIPAL | 02/2011 | > 75% |
| DILLOW, TIMOTHY, LOUIS | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |