AMBER INFRASTRUCTURE INVESTMENT ADVISOR LLC
Adviser information for AMBER INFRASTRUCTURE INVESTMENT ADVISOR LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $258.2M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $258.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $258.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-128861 |
|---|---|
| SEC ERA File Number | 801-128861 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328406 |
| Legal Entity Identifier | None |
Principal Office
1330 AVENUE OF THE AMERICASFLOOR 28
NEW YORK
NY
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 332-233-9292, Fax: None
Chief Compliance Officer
MARYANN HERMANN
1330 AVENUE OF THE AMERICAS
FLOOR 28
NEW YORK
NY
United States
Tel:
212-588-2073
M**************@**********************M
(Full email address available in API data)
Regulatory Contact
THIERRY HOULE-GRAHAM
LEGAL COUNSEL
3
MORE LONDON RIVERSIDE
LONDON
United Kingdom
Tel:
+44 (0) 7585 982848
T*******************@**********************M
(Full email address available in API data)
Industry Affiliates
| AMBER FUND MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| BREAN CAPITAL, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HUNT CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| HUNT CAPITAL PARTNERS | Sponsor, GP, manager of pooled investment vehicles |
| HUNT INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial planners |
| INTERNATIONAL HOUSING SOLUTIONS | Other investment adviser, including financial planners |
| S2K FINANCIAL LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AMBER INFRASTRUCTURE LLC | Domestic Entity | – | MEMBER | 09/2023 | > 75% |
| AMBER ASSET MANAGEMENT HOLDINGS LIMITED | Foreign Entity | AMBER INFRASTRUCTURE LLC | MEMBER | 09/2009 | > 75% |
| AMBER INFRASTRUCTURE GROUP LIMITED | Foreign Entity | AMBER ASSET MANAGEMENT HOLDINGS LIMITED | SHAREHOLDER | 10/2009 | > 75% |
| AMBER INFRASTRUCTURE HOLDINGS LIMITED | Foreign Entity | AMBER INFRASTRUCTURE GROUP LIMITED | SHAREHOLDER | 04/2016 | > 75% |
| AMBER INFRASTRUCTURE HOLDINGS TWO LIMITED | Foreign Entity | AMBER INFRASTRUCTURE HOLDINGS LIMITED | SHAREHOLDER | 04/2016 | > 75% |
| AMBER INFRASTRUCTURE GROUP HOLDINGS LIMITED | Foreign Entity | AMBER INFRASTRUCTURE HOLDINGS TWO LIMITED | SHAREHOLDER | 04/2016 | > 75% |
| HUNT AMBER LONDON 1 LIMITED | Foreign Entity | AMBER INFRASTRUCTURE GROUP HOLDINGS LIMITED | SHAREHOLDER | 03/2021 | 50-75% |
| HUNT AMBER HOLDINGS US, LLC | Domestic Entity | HUNT AMBER LONDON 1 LIMITED | SHAREHOLDER | 02/2015 | 50-75% |
| HUNT AMBER DEVELOPMENT US, LLC | Domestic Entity | HUNT AMBER LONDON 1 LIMITED | SHAREHOLDER | 02/2015 | 25-50% |
| HUNT AMBER OWNERSHIP, LLC | Domestic Entity | HUNT AMBER HOLDINGS US, LLC | MEMBER | 06/2018 | > 75% |
| HUNT AMBER OWNERSHIP, LLC | Domestic Entity | HUNT AMBER DEVELOPMENT US, LLC | MEMBER | 06/2018 | > 75% |
| HUNT FS HOLDINGS LLC | Domestic Entity | HUNT AMBER OWNERSHIP, LLC | MEMBER | 04/2018 | > 75% |
| HUNT COMPANY, LLC | Domestic Entity | HUNT FS HOLDINGS LLC | MEMBER | 02/2016 | > 75% |
| HUNT COMPANIES, INC. | Domestic Entity | HUNT COMPANY, LLC | MEMBER | 10/2005 | > 75% |
| WGH DYNASTY TRUST | Domestic Entity | HUNT COMPANIES, INC. | SHAREHOLDER | 03/2013 | 50-75% |
| HUNT, JOSHUA, WILLIAM | Individual | WGH DYNASTY TRUST | TRUSTEE | 11/2013 | |
| Woods, Amanda, Elizabeth | Individual | – | MEMBER OF THE BOARD OF MANAGERS | 09/2023 | < 5% |
| HERMANN, MARYANN, SCHURR | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |
| MCMILLAN, SONIA | Individual | – | MEMBER OF THE BOARD OF MANAGERS | 09/2023 | < 5% |
| Hirsch, Chris | Individual | – | MEMBER OF THE BOARD OF MANAGERS | 09/2023 | < 5% |
| O'Shaughnessy, Thomas, Brendan | Individual | – | MEMBER OF THE BOARD OF MANAGERS | 09/2023 | < 5% |
| HUNT, JASON, MICHAEL | Individual | WGH DYNASTY TRUST | TRUSTEE | 11/2013 | |
| Hunt, Matthew, Daniel | Individual | WGH DYNASTY TRUST | TRUSTEE | 11/2013 | |
| Everson, Sarah, Hunt | Individual | WGH DYNASTY TRUST | TRUSTEE | 11/2013 |