WALNUT INVESTMENT SERVICES LLC
Adviser information for WALNUT INVESTMENT SERVICES LLC last updated from Form ADV on January 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 305 | $77.0M |
| Non-Discretionary | 0 | $0 |
| Total | 305 | $77.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 195 | $34.8M |
| HNW Individuals | 13 | $40.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $400,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 203 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-128864 |
|---|---|
| SEC ERA File Number | 801-128864 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113666 |
| Legal Entity Identifier | None |
Principal Office
1018 8TH AVENUEBROOKLYN
NY
United States
Monday - Friday, 9 - 5:30
Tel: 718-788-1972, Fax: 718-832-2565
Websites
Chief Compliance Officer
MARK BLINDERMAN
1018 8TH AVENUE
BROOKLYN
NY
United States
Tel:
(718) 788-1972
M******@*************M
(Full email address available in API data)
Regulatory Contact
HARVEY KRAUS
MANAGING PARTNER
1018 EIGHTH AVENUE
BROOKLYN
NY
United States
Tel:
718 788-1972
Fax:
718 832-2565
H*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLINDERMAN, MARK | Individual | – | MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | 03/2001 | 50-75% |
| KRAUS, HARVEY, M | Individual | – | MANAGING PARTNER | 03/2001 | 50-75% |