STONEBRIDGE WEALTH SYSTEMS LLC
Adviser information for STONEBRIDGE WEALTH SYSTEMS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nebraska, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 722 | $102.0M |
| Non-Discretionary | 0 | $0 |
| Total | 722 | $102.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 200 | $40.0M |
| HNW Individuals | 161 | $62.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-128877 |
|---|---|
| SEC ERA File Number | 801-128877 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327894 |
| Legal Entity Identifier | None |
Principal Office
3800 A AVESTE C
KEARNEY
NE
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 308-698-0144, Fax: 308-698-0415
Chief Compliance Officer
JEFFREY GOVE
MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE
3800 A AVE
STE C
KEARNEY
NE
United States
Tel:
308-698-0144
Fax:
308-698-0145
J***@*****************M
(Full email address available in API data)
Industry Affiliates
| STONEBRIDGE INSURANCE AND WEALTH MANAGEMENT | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Gove, Jeffrey | Individual | – | MANAGING MEMBER/CCO | 09/2023 | 25-50% |
| KULHANEK, TIMOTHY, KEITH | Individual | – | MEMBER | 09/2023 | 25-50% |
| Nachtigal, Scott, Andrew | Individual | – | MEMBER | 09/2023 | 10-25% |
| Gove, Jeremy | Individual | – | MEMBER | 09/2023 | 5-10% |