KELLER FINANCIAL GROUP
KELLER FINANCIAL GROUP, INC. Legal Name
Adviser information for KELLER FINANCIAL GROUP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 54 | $102.8M |
| Non-Discretionary | 3 | $4.0M |
| Total | 57 | $106.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 33 | $12.0M |
| HNW Individuals | 18 | $90.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.0M |
| Charitable organizations | <5 | $700,000 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-128879 |
|---|---|
| SEC ERA File Number | 801-128879 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328195 |
| Legal Entity Identifier | None |
Principal Office
3815 MARKET STREETCAMP HILL
PA
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 717-516-0700, Fax: N/A
Chief Compliance Officer
DWAYNE DAVID KELLER
MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
3815 MARKET STREET
CAMP HILL
PA
United States
Tel:
717-516-0700
Fax:
N/A
D******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KELLER, DWAYNE, DAVID | Individual | – | MANAGING MEMBER, PRESIDENT, AND CHIEF COMPLIANCE OFFICER | 09/1998 | > 75% |