NINE30 ADVISORS LLC
Adviser information for NINE30 ADVISORS LLC last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-128888 |
|---|---|
| SEC ERA File Number | 801-128888 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326596 |
| Legal Entity Identifier | None |
Principal Office
1291 SW 28TH AVENUEFORT LAUDERDALE
FL
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (650) 391-4391, Fax: None
Websites
Chief Compliance Officer
KEVIN ANTHONY ROWE
CHIEF EXECUTIVE OFFICER
13762 W. STATE ROAD 841291
FORT LAUDERDALE
FL
United States
Tel:
(754) 423-3253
K****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NINE30 INC. | Domestic Entity | – | SOLE MEMBER | 03/2023 | > 75% |
| ROWE, KEVIN, ANTHONY | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 08/2023 | < 5% |
| OREN, AMICHAY | Individual | – | CO-FOUNDER | 03/2023 | < 5% |
| CLENOW, ANDREAS | Individual | NINE30 INC. | SHAREHOLDER | 01/2023 | 50-75% |
| OREN, AMICHAY | Individual | NINE30 INC. | SHAREHOLDER | 01/2023 | 50-75% |
| CLENOW, ANDREAS | Individual | – | CO-FOUNDER AND CHIEF INVESTMENT OFFICER | 03/2023 | < 5% |