BREACHWAY INVESTMENTS, LLC
Adviser information for BREACHWAY INVESTMENTS, LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 368 | $109.0M |
| Non-Discretionary | 3 | $3.2M |
| Total | 371 | $112.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 135 | $53.2M |
| HNW Individuals | 26 | $55.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $3.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-128891 |
|---|---|
| SEC ERA File Number | 801-128891 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299102 |
| Legal Entity Identifier | None |
Principal Office
4259 OLD POST ROADCHARLESTOWN
RI
United States
Monday - Friday, BY APPOINTMENT
Tel: 860-709-0909, Fax: None
Websites
Chief Compliance Officer
JOSEPH CURRAN
MANAGING MEMBER
4259 OLD POST ROAD
CHARLESTOWN
RI
United States
Tel:
860-709-0909
J**@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Curran, Joseph, P | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 03/2019 | > 75% |