AWH FINANCIAL, LLC
Adviser information for AWH FINANCIAL, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 36 |
|---|---|
| Investment Advisory/Research | 34 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 6 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Selection of other advisers (including private fund managers) |
|---|---|
| Compensation | PERCENTAGE OF FEES SOLICITED |
Identifiers
| SEC RIA File Number | 801-128902 |
|---|---|
| SEC ERA File Number | 801-128902 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285183 |
| Legal Entity Identifier | None |
Principal Office
ONE BELMONT AVENUESUITE 1000
BALA CYNWYD
PA
United States
Monday - Friday, 9 AM - 5PM M-F
Tel: 610-660-4283, Fax: None
Chief Compliance Officer
KEITH MARLOWE
CHIEF COMPLIANCE OFFICER
ONE BELMONT AVENUE
SUITE 1000
BALA CYNWYD
PA
United States
Tel:
610-724-9261
K*******@****************M
(Full email address available in API data)
Regulatory Contact
GREGORY WILSON
MANAGING MEMBER
ONE BELMONT AVENUE
SUITE 1000
BALA CYNWYD
PA
United States
Tel:
610-660-4283
G******@****************M
(Full email address available in API data)
Industry Affiliates
| MARLOWE LEGAL ADVISORS, LLC | Lawyer or law firm |
| PST ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARLOWE, KEITH, SAMUEL | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 01/2023 | 50-75% |
| WILSON, GREGORY, HAMILTON | Individual | – | MANAGING MEMBER | 01/2023 | 50-75% |