GUERRA ADVISORY SERVICES
GUERRA ADVISORS INC. Legal Name
Adviser information for GUERRA ADVISORY SERVICES last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,265 | $139.0M |
| Non-Discretionary | 0 | $0 |
| Total | 3,265 | $139.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,667 | $135.4M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 16 | $575,088 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 28 | $3.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agentLawyer or law firm |
Identifiers
| SEC RIA File Number | 801-128924 |
|---|---|
| SEC ERA File Number | 801-128924 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282409 |
| Legal Entity Identifier | None |
Principal Office
6401 SW 87 AVENUESUITE 119
MIAMI
FL
United States
Monday - Friday, 9-5
Tel: 305-448-1011, Fax: 305-448-1103
Chief Compliance Officer
SEBASTIAN C. GUERRA
INVESTMENT ADVISOR REPRESENTATIVE
6401 SW 87 AVENUE
SUITE 102
MIAMI
FL
United States
Tel:
305-448-1011
Fax:
305-448-1103
S********@******************M
(Full email address available in API data)
Regulatory Contact
FABIAN GUERRA
CHIEF OF OPERATIONS
6401 SW 87 AVE STE. 119
MIAMI
FL
United States
Tel:
(305) 448-1011
Fax:
810-227-2558
F*****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUERRA, MAURO, RENE | Individual | – | PASSIVE OWNER | 06/2015 | 25-50% |
| GUERRA, FABIAN, ALEXANDER | Individual | – | PASSIVE OWNER/CHIEF OF OPERATIONS | 06/2015 | 25-50% |
| GUERRA, SEBASTIAN, C. | Individual | – | CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE | 03/2016 | 25-50% |