LINGOTTO US LLC
Adviser information for LINGOTTO US LLC last updated from Form ADV on December 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128929 |
|---|---|
| SEC ERA File Number | 801-128929 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328113 |
| Legal Entity Identifier | None |
Principal Office
17 CAROL STREETPLAINVIEW
NY
United States
Monday - Friday, 8:30 AM TO 5:30 PM
Tel: 1 332-287-8999, Fax: None
Websites
Chief Compliance Officer
MARTIN FAWZY
17 CAROL STREET
PLAINVIEW
NY
United States
Tel:
+44 20 7484 3996
M***********@************M
(Full email address available in API data)
Regulatory Contact
INNES HARDING
7 SEYMOUR STREET
LONDON
United Kingdom
Tel:
+44 20 3781 9349
I********@***********M
(Full email address available in API data)
Industry Affiliates
| LINGOTTO INVESTMENT MANAGEMENT LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LINGOTTO INVESTMENT MANAGEMENT LLP | Foreign Entity | – | SOLE SHAREHOLDER | 05/2023 | > 75% |
| LINGOTTO INVESTMENT MANAGEMENT (UK) LIMITED | Foreign Entity | LINGOTTO INVESTMENT MANAGEMENT LLP | MAJORITY SHAREHOLDER | 07/2016 | > 75% |
| FAWZY, MARTIN, MITCHELL | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
| HARDING, INNES, LIAM | Individual | – | NON-EXECUTIVE DIRECTOR | 05/2023 | < 5% |
| EXOR NV | Foreign Entity | LINGOTTO INVESTMENT MANAGEMENT (UK) LIMITED | SOLE OWNER | 07/2016 | > 75% |
| Battino, Steven | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2023 | < 5% |
| Bartolotta, Michael, Joseph | Individual | – | BOARD MEMBER | 12/2023 | < 5% |