DIAMETER PRINCIPAL FINANCE LLC
Adviser information for DIAMETER PRINCIPAL FINANCE LLC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 61 |
|---|---|
| Investment Advisory/Research | 39 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $622.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $622.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $622.9M |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
55 HUDSON YARDSSUITE 29B
NEW YORK
NY
United States
Monday - Friday, 9:00-5:00PM EST
Tel: 212-665-1400, Fax: None
Chief Compliance Officer
SHAILINI RAO
GENERAL COUNSEL
55 HUDSON YARDS
SUITE 29B
NEW YORK
NY
United States
Tel:
212-655-1419
S***@**************M
(Full email address available in API data)
Regulatory Contact
VISHAL SHETH
CHIEF FINANCIAL OFFICER
55 HUDSON YARDS
SUITE 29B
NEW YORK
NY
United States
Tel:
646-777-8503
V*****@**************M
(Full email address available in API data)
Industry Affiliates
| DIAMETER ASSOCIATES LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| DIAMETER CAPITAL PARTNERS LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| DIAMETER CLO ADVISORS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOODWIN, SCOTT, KREITLER | Individual | – | CO-CHIEF EXECUTIVE OFFICER & CO-PRESIDENT | 02/2022 | < 5% |
| LEWINSOHN, JONATHAN, NMN | Individual | – | CO-CHIEF EXECUTIVE OFFICER & CO-PRESIDENT | 02/2022 | < 5% |
| RAO, SHAILINI, NMN | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |
| DIAMETER PRINCIPAL FINANCE PARTNERSHIP LP | Domestic Entity | – | SOLE MEMBER | 06/2022 | > 75% |
| PASTERNACK, BENJAMIN, DAVID | Individual | – | CO-HEAD & PARTNER | 06/2023 | < 5% |
| DIAMETER PRINCIPAL FINANCE FEEDER LP | Domestic Entity | DIAMETER PRINCIPAL FINANCE PARTNERSHIP LP | LIMITED PARTNER | 06/2022 | > 75% |
| DIAMETER PRINCIPAL FINANCE HOLDINGS LLC | Domestic Entity | DIAMETER PRINCIPAL FINANCE PARTNERSHIP LP | GENERAL PARTNER | 06/2022 | |
| DIAMETER CAPITAL PARTNERS LP | Domestic Entity | DIAMETER PRINCIPAL FINANCE FEEDER LP | LIMITED PARTNER | 06/2022 | 50-75% |
| DIAMETER PRINCIPAL FINANCE HOLDINGS LLC | Domestic Entity | DIAMETER PRINCIPAL FINANCE FEEDER LP | GENERAL PARTNER | 06/2022 | |
| DIAMETER CAPITAL PARTNERS GP LLC | Domestic Entity | DIAMETER CAPITAL PARTNERS LP | GENERAL PARTNER | 11/2016 | |
| DIAMETER MANAGEMENT INTERMEDIATE LP | Domestic Entity | DIAMETER CAPITAL PARTNERS LP | LIMITED PARTNER | 07/2021 | 25-50% |
| SG DIAMETER LLC | Domestic Entity | DIAMETER CAPITAL PARTNERS LP | LIMITED PARTNER | 07/2021 | 25-50% |
| LEWINSOHN, JONATHAN, NMN | Individual | DIAMETER CAPITAL PARTNERS GP LLC | MEMBER | 11/2016 | 50-75% |
| GOODWIN, SCOTT, KREITLER | Individual | DIAMETER CAPITAL PARTNERS GP LLC | MEMBER | 11/2016 | 50-75% |
| LEWINSOHN, JONATHAN, NMN | Individual | DIAMETER MANAGEMENT INTERMEDIATE LP | LIMITED PARTNER | 07/2021 | > 75% |
| GOODWIN, SCOTT, KREITLER | Individual | SG DIAMETER LLC | MEMBER | 07/2021 | > 75% |
| DIAMETER CAPITAL PARTNERS LP | Domestic Entity | DIAMETER PRINCIPAL FINANCE HOLDINGS LLC | SOLE MEMBER | 06/2022 | > 75% |
| CARVALHO, JOSEPH, ALEXANDER | Individual | – | CO-HEAD & PARTNER | 06/2023 | < 5% |
| Sheth, Vishal, Harshad | Individual | – | CHIEF FINANCIAL OFFICER | 10/2023 | < 5% |
| CARVALHO, JOSEPH, ALEXANDER | Individual | DIAMETER PRINCIPAL FINANCE FEEDER LP | LIMITED PARTNER | 06/2022 | 25-50% |
| PASTERNACK, BENJAMIN, DAVID | Individual | DIAMETER PRINCIPAL FINANCE FEEDER LP | LIMITED PARTNER | 06/2022 | 25-50% |