CALAMITA WEALTH MANAGEMENT
CALAMITA WEALTH MANAGEMENT INC. Legal Name
Adviser information for CALAMITA WEALTH MANAGEMENT last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 109 | $104.0M |
| Non-Discretionary | 1 | $5.1M |
| Total | 110 | $109.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 70 | $27.6M |
| HNW Individuals | 39 | $76.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-128939 |
|---|---|
| SEC ERA File Number | 801-128939 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153316 |
| Legal Entity Identifier | None |
Principal Office
6135 PARK SOUTH DRIVESUITE 510
CHARLOTTE
NC
United States
Monday - Friday, 8:30AM-4:30PM
Tel: 704-276-7325, Fax: None
Chief Compliance Officer
TODD CALAMITA
PRESIDENT
6135 PARK SOUTH DRIVE
SUITE 510
CHARLOTTE
NC
United States
Tel:
704-276-7325
T***@*****************M
(Full email address available in API data)
Regulatory Contact
LORI NEIDEL
OUTSIDE COMPLIANCE PROVIDER
910 E. BROADWAY
SUITE 209
COLUMBIA
MO
United States
Tel:
573-416-8076
L***@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CALAMITA, TODD, DOUGLAS | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 03/2010 | > 75% |