THE RAELIPSKIE PARTNERSHIP
RAE & LIPSKIE INVESTMENT COUNSEL INC. Legal Name
Adviser information for THE RAELIPSKIE PARTNERSHIP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,546 | $899.1M |
| Non-Discretionary | 0 | $0 |
| Total | 2,546 | $899.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 663 | $584.4M |
| HNW Individuals | 319 | $281.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 28 | $25.6M |
| Charitable organizations | 8 | $8.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 99 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-128947 |
|---|---|
| SEC ERA File Number | 801-128947 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327652 |
| Legal Entity Identifier | None |
Principal Office
20 ERB STREET WESTSUITE 201
WATERLOO
Canada
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 519 578 6849, Fax: None
Chief Compliance Officer
JATINDER JOE BANWAIT
CHIEF TECHNOLOGY OFFICER
20 ERB STREET WEST
SUITE 201
WATERLOO
Canada
Tel:
519 578 6849 X251
J**@*************M
(Full email address available in API data)
Industry Affiliates
| AGINCOURT CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| ALEXANDRIA BANCORP LIMITED | Banking or thrift institution |
| ALEXANDRIA GLOBAL INVESTMENT MANAGEMENT LTD | Other investment adviser, including financial planners |
| ALTA CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
| GUARDCAP ASSET MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| GUARDIAN CAPITAL ADVISORS LP | Other investment adviser, including financial planners |
| GUARDIAN CAPITAL LP | Other investment adviser, including financial planners |
| GUARDIAN CAPITAL REAL ESTATE GP INC | Sponsor, GP, manager of pooled investment vehicles |
| GUARDIAN PARTNERS INC. | Other investment adviser, including financial planners |
| MODERN ADVISOR CANADA, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUARDIAN CAPITAL GROUP LIMITED | Foreign Entity | – | SHAREHOLDER | 09/2022 | 50-75% |
| Banwait, Jatinder, Joe | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2020 | < 5% |
| ELRAINE INVESTMENTS INC. | Foreign Entity | – | SHAREHOLDER | 09/2022 | 25-50% |
| TURNER, MATTHEW, DEAN | Individual | – | SECRETARY | 09/2022 | < 5% |
| MAVROUDIS, GEORGE | Individual | – | CHAIRMAN | 09/2022 | < 5% |
| MINIC INVESTMENTS LTD. | Foreign Entity | GUARDIAN CAPITAL GROUP LIMITED | SHAREHOLDER | 01/2004 | 25-50% |
| THE CHRISTODOULOU2004 FAMILY TRUST | Foreign Entity | MINIC INVESTMENTS LTD. | SHAREHOLDER | 01/2004 | > 75% |
| CIDEL TRUST COMPANY | Foreign Entity | THE CHRISTODOULOU2004 FAMILY TRUST | TRUSTEE | 01/2004 | |
| MERCURI, FRANCIS, HENRY | Individual | – | CHIEF FINANCIAL OFFICER | 12/2023 | < 5% |