CEDERBERG CAPITAL ASIA LIMITED
Adviser information for CEDERBERG CAPITAL ASIA LIMITED last updated from Form ADV on January 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $870.8M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $870.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $870.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-128949 |
|---|---|
| SEC ERA File Number | 801-128949 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328093 |
| Legal Entity Identifier | None |
Principal Office
8 OBSERVATORY ROAD, TSIM SHA TSUIUNITS 903A-905, 9/F
HONG KONG, KOWLOON
Hong Kong
Monday - Friday, 9AM-5PM
Tel: 90137758, Fax: None
Chief Compliance Officer
JOSEPH REYNOLDS
COO
91 JERMYN STREET
LONDON
United Kingdom
Tel:
+44 203 745 1701
J**@***************M
(Full email address available in API data)
Regulatory Contact
DAFYDD JONES
CHIEF FINANCIAL OFFICER
91 JERMYN STREET
LONDON
United Kingdom
Tel:
+44 203 745 1701
D*****@***************M
(Full email address available in API data)
Industry Affiliates
| CEDERBERG CAPITAL (CAYMAN) GP | Sponsor, GP, manager of pooled investment vehicles |
| CEDERBERG CAPITAL LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CEDERBERG CAPITAL LIMITED | Foreign Entity | – | SHAREHOLDER | 08/2023 | > 75% |
| REYNOLDS, JOSEPH, NMN | Individual | – | CHIEF OPERATING OPERATING,CHIEF COMPLIANCE OFFICER AND RISK OFFICER (EXCO) | 08/2023 | < 5% |
| JONES, DAFYDD, OWEN | Individual | – | CHIEF FINANCIALOFFICER | 08/2023 | < 5% |
| ZHANG, DA WEI | Individual | – | EXECUTIVE DIRECTOR / RESPONSIBLE OFFICER | 08/2023 | < 5% |
| KRIGE, DAWID, NMN | Individual | CEDERBERG CAPITAL LIMITED | SHAREHOLDER | 09/2011 | 25-50% |
| BOWIE KRIGE, MICHELLE, BEATRICE WRIGHT BOWI | Individual | CEDERBERG CAPITAL LIMITED | SHAREHOLDER | 04/2022 | 25-50% |
| CEDERBERG CAPITAL (CAYMAN) | Domestic Entity | CEDERBERG CAPITAL LIMITED | SHAREHOLDER | 09/2011 | > 75% |