WILLOW TREE CAPITAL CORP ADVISORS LLC
Adviser information for WILLOW TREE CAPITAL CORP ADVISORS LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $310.3M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $310.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $310.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 67 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
450 PARK AVENUE29TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8AM -6PM
Tel: 212-218-1090, Fax: None
Chief Compliance Officer
JUSTIN LEE
DEPUTY GENERAL COUNSEL
450 PARK AVENUE
29TH FLOOR
NEW YORK
NY
United States
Tel:
2122181103
L**@***************M
(Full email address available in API data)
Regulatory Contact
MARK CHO
GENERAL COUNSEL AND CHIEF OPERATING OFFICER
450 PARK AVENUE
29TH FLOOR
NEW YORK
NY
United States
Tel:
2122181090
C**@***************M
(Full email address available in API data)
Industry Affiliates
| WILLOW TREE CREDIT PARTNERS GP, LLC | Sponsor or syndicator of limited partnerships |
| WILLOW TREE CREDIT PARTNERS LP | Other investment adviser, including financial planners |
| WILLOW TREE CREDIT PARTNERS SBIC MANAGEMENT LP | Other investment adviser, including financial planners |
| WILLOW TREE FUND I (OFFSHORE) GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WILLOW TREE FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WILLOW TREE FUND II (OFFSHORE) GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WILLOW TREE FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WILLOW TREE MANAGING MEMBER (OFFSHORE), LLC | Sponsor, GP, manager of pooled investment vehicles |
| WILLOW TREE MANAGING MEMBER LLC | Sponsor, GP, manager of pooled investment vehicles |
| WILLOW TREE SBIC GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WILLOW TREE SBIC MANAGEMENT GP, LLC | Sponsor or syndicator of limited partnerships |
| WILLOW TREE TOPCO GP (OFFSHORE), LLC | Sponsor, GP, manager of pooled investment vehicles |
| WILLOW TREE TOPCO GP (ONSHORE), LLC | Sponsor, GP, manager of pooled investment vehicles |
| WILLOW TREE TOPCO GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WILLOW TREE CAPITAL FUND, LLC | Hedge Fund | $103.4M | $0.2M | 18 |
| WILLOW TREE CAPITAL OFFSHORE FUND, LLC | Hedge Fund | $207.0M | $0.2M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Roche, James, Joseph | Individual | – | CHIEF CREDIT OFFICER | 02/2017 | < 5% |
| LOWER, TIMOTHY, JOSEPH | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2017 | < 5% |
| KLINGENSMITH, MARK, ANDREW | Individual | – | CHIEF FINANCIAL OFFICER | 01/2020 | < 5% |
| WILLOW TREE CREDIT PARTNERS LP | Domestic Entity | – | MANAGING MEMBER | 08/2023 | > 75% |
| Lee, Justin, Chih-Cheng | Individual | – | CHIEF COMPLIANCE OFFICER / DEPUTY GENERAL COUNSEL | 11/2023 | < 5% |
| Cho, Mark, Sun | Individual | – | GENERAL COUNSEL/CHIEF OPERATING OFFICER | 01/2024 | < 5% |
| TLLOW HOLDINGS LLC | Domestic Entity | WILLOW TREE CREDIT PARTNERS LP | LIMITED PARTNER | 01/2023 | > 75% |
| LOWER, TIMOTHY, JOSEPH | Individual | TLLOW HOLDINGS LLC | MANAGING MEMBER AND MEMBER | 12/2022 | > 75% |