RIVERCHASE WEALTH MANAGEMENT, LLC
Adviser information for RIVERCHASE WEALTH MANAGEMENT, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 381 | $117.0M |
| Non-Discretionary | 0 | $0 |
| Total | 381 | $117.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 79 | $41.9M |
| HNW Individuals | 46 | $75.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $91,919 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-128962 |
|---|---|
| SEC ERA File Number | 801-128962 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156950 |
| Legal Entity Identifier | None |
Principal Office
3419 CROSS TIMBERS ROADSUITE 105
FLOWER MOUND
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (972) 471-9013, Fax: (972) 375-9663
Chief Compliance Officer
SEAN PAUL KELLEHER
MANAGER
3419 CROSS TIMBERS ROAD
SUITE 105
FLOWER MOUND
TX
United States
Tel:
(972) 318-9757
Fax:
(972) 375-9663
S***@*******************M
(Full email address available in API data)
Regulatory Contact
ALBERT EVERETT DEAN III
MANAGER
3419 CROSS TIMBERS ROAD
SUITE 105
FLOWER MOUND
TX
United States
Tel:
(972) 318-9794
Fax:
(972) 375-9663
R***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KELLEHER, SEAN, PAUL | Individual | – | MANAGER/CHIEF COMPLIANCE OFFICER | 03/2011 | 50-75% |
| DEAN, ALBERT, EVERETT | Individual | – | MANAGER | 03/2011 | 50-75% |