JMA FINANCIAL ADVISORS, INC.
Adviser information for JMA FINANCIAL ADVISORS, INC. last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 144 | $105.7M |
| Non-Discretionary | 0 | $0 |
| Total | 144 | $105.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 16 | $9.1M |
| HNW Individuals | 25 | $96.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)INVESTMENT CONSULTING, EXECUTOR ADVISORY, AND LITIGATION SUPPORT SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesNEW ACCOUNT DOCUMENTATION AND TRANSFER FEES |
Identifiers
| SEC RIA File Number | 801-128969 |
|---|---|
| SEC ERA File Number | 801-128969 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 115043 |
| Legal Entity Identifier | None |
Principal Office
580 DECKER DRIVESUITE 100
IRVING
TX
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 972-541-1121, Fax: 972-717-1495
Chief Compliance Officer
JOHN W. MCCUISTION
PRESIDENT
580 DECKER DRIVE
SUITE 100
IRVING
TX
United States
Tel:
972-541-1121
Fax:
972-717-1495
J****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCUISTION, JOHN, WAYNE | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 11/1977 | > 75% |
| CROFFORD, JO, KAY | Individual | – | VICE PRESIDENT | 03/1980 | < 5% |