ALPHA BETA INVESTMENTS MANAGEMENT LLC

Adviser information for ALPHA BETA INVESTMENTS MANAGEMENT LLC last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	JUNE
Legal Location	Delaware, United States

Employees

Total Number of Employees	1
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1	$1.3M
Non-Discretionary	0	$0
Total	1	$1.3M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	1	$1.3M
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	Performance-based fees

Identifiers

SEC RIA File Number	801-128978
SEC ERA File Number	801-128978
SEC CIK Numbers	None
SEC CRD Numbers	327631
Legal Entity Identifier	None

Principal Office

221 RIVER STREET 9TH FLOOR SUITE 9008
HOBOKEN
NJ
United States

Monday - Friday, 9AM-6PM

Tel: 9179944012, Fax: None

Websites

www.alphabetalp.com www.indxm.com

Chief Compliance Officer

MOHSEN CHITSAZ

CHIEF INVESTMENT OFFICER, PRESIDENT

221 RIVER STREET 9TH FLOOR SUITE 9008

HOBOKEN

United States

Tel: 9179944012

M*************@**************M

(Full email address available in API data)

Regulatory Contact