NEW HORIZONS WEALTH MANAGEMENT
NHWM LLC Legal Name
Adviser information for NEW HORIZONS WEALTH MANAGEMENT last updated from Form ADV on February 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 614 | $151.1M |
| Non-Discretionary | 0 | $0 |
| Total | 614 | $151.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 244 | $50.5M |
| HNW Individuals | 62 | $90.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $467,094 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $10.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 151.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| NEW HORIZONS WEALTH MANAGEMENT WRAP PROGRAM | NEW HORIZONS WEALTH MANAGEMENT |
Identifiers
| SEC RIA File Number | 801-128979 |
|---|---|
| SEC ERA File Number | 801-128979 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328155 |
| Legal Entity Identifier | None |
Principal Office
240 CEDAR KNOLLS RD SUITE 306CEDAR KNOLLS
NJ
United States
Monday - Friday, 9:30 AM - 4:00PM
Tel: 973-540-1066, Fax: 973-540-1775
Chief Compliance Officer
JOSEPH OKALY
OWNER
240 CEDAR KNOLLS RD SUITE 306
CEDAR KNOLLS
NJ
United States
Tel:
973-540-1066
J**********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OKALY, JOSEPH, P | Individual | – | OWNER AND CCO | 01/2023 | > 75% |