APC ASSET DEVELOPMENT I, LP
Adviser information for APC ASSET DEVELOPMENT I, LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 38 |
|---|---|
| Investment Advisory/Research | 25 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $2.3B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $2.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $2.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
840 NEWPORT CENTER DRIVE7TH FLOOR
NEWPORT BEACH
CA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: (844) 597-3886, Fax: None
Chief Compliance Officer
CAROL E. RUMSEY
840 NEWPORT CENTER DRIVE
7TH FLOOR
NEWPORT BEACH
CA
United States
Tel:
(949) 999-4947
C******@***************M
(Full email address available in API data)
Regulatory Contact
JOSEPH G. LALLANDE
GENERAL COUNSEL
840 NEWPORT CENTER DRIVE
7TH FLOOR
NEWPORT BEACH
CA
United States
Tel:
(949) 999-4928
J********@***************M
(Full email address available in API data)
Industry Affiliates
| APC ASSET DEVELOPMENT II, LP | Other investment adviser, including financial planners |
| APC ASSET GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| APC ASSET GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| APC HY BOND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| APC SHORT DURATION HY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARISTOTLE ATLANTIC PARTNERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ARISTOTLE CAPITAL BOSTON, LLC | Other investment adviser, including financial planners |
| ARISTOTLE CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ARISTOTLE CREDIT PARTNERS, LLC | Other investment adviser, including financial planners |
| ARISTOTLE INVESTMENT SERVICES, LLC | Other investment adviser, including financial planners |
| ARISTOTLE PACIFIC CAPITAL, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| METWEST FUND MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| METWEST REALTY ADVISORS, LLC | Other investment adviser, including financial planners |
| PAM BANK LOAN GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAM CLO OPPORTUNITIES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SAUL FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| APC ASSET DEVELOPMENT I, LP | Private Equity Fund | $120.6M | $1.0M | 2 |
| TRESTLES CLO 2017-1, LTD. | Securitized Asset Fund | $500.8M | $0.3M | 34 |
| TRESTLES CLO II, LTD. | Securitized Asset Fund | $476.6M | $0.3M | 25 |
| TRESTLES CLO III, LTD. | Securitized Asset Fund | $403.1M | $0.3M | 18 |
| TRESTLES CLO IV, LTD. | Securitized Asset Fund | $402.3M | $0.3M | 25 |
| TRESTLES CLO V, LTD. | Securitized Asset Fund | $401.4M | $0.3M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| APC ASSET GP I, LLC | Domestic Entity | – | GENERAL PARTNER | 07/2023 | < 5% |
| LALLANDE, JOSEPH, GUSTAVE | Individual | – | GENERAL COUNSEL | 07/2023 | < 5% |
| NOLAN, DOMINIC, DAO | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2023 | < 5% |
| RUMSEY, CAROL, ELAINE | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
| Schwab, Joshua, Brian | Individual | – | CHIEF OPERATING OFFICER | 07/2023 | < 5% |
| ARISTOTLE PACIFIC CAPITAL, LLC | Domestic Entity | APC ASSET GP I, LLC | OWNER/MANAGING MEMBER | 07/2023 | > 75% |
| ARISTOTLE CAPITAL MANAGEMENT, LLC | Domestic Entity | ARISTOTLE PACIFIC CAPITAL, LLC | OWNER, MEMBER | 04/2023 | 50-75% |
| RCB ACQUISITION COMPANY LLC | Domestic Entity | ARISTOTLE CAPITAL MANAGEMENT, LLC | OWNER/MEMBER | 07/2011 | 25-50% |
| GLEICHER HOLDINGS | Domestic Entity | ARISTOTLE CAPITAL MANAGEMENT, LLC | OWNER/ MEMBER | 12/2012 | |
| PACIFIC LIFE INSURANCE COMPANY | Domestic Entity | – | LIMITED PARTNER | 12/2023 | > 75% |