CURIO WEALTH, LLC
Adviser information for CURIO WEALTH, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,044 | $330.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1,044 | $330.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 216 | $84.8M |
| HNW Individuals | 88 | $238.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-128998 |
|---|---|
| SEC ERA File Number | 801-128998 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328178 |
| Legal Entity Identifier | None |
Principal Office
721 MELVIN AVEANNAPOLIS
MD
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 410-449-2599, Fax: None
Chief Compliance Officer
LYN DIPPEL
721 MELVIN AVE
ANNAPOLIS
MD
United States
Tel:
410-449-2599
L******@**************M
(Full email address available in API data)
Industry Affiliates
| JSK TAX SERVICES, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DIPPEL, LYN, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | 25-50% |
| SADLER, JACOB, WATSON | Individual | – | MEMBER | 10/2023 | 5-10% |
| KANTOWSKI, JAMES, SCOTT | Individual | – | MEMBER | 10/2023 | 50-75% |
| GILLETTE, ELIZABETH, GRACE | Individual | – | MEMBER | 02/2024 | 5-10% |