KEENAN FINANCIAL
KEENAN, LLC Legal Name
Adviser information for KEENAN FINANCIAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,096 | $102.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1,096 | $102.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 411 | $53.9M |
| HNW Individuals | 36 | $48.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 9 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-129000 |
|---|---|
| SEC ERA File Number | 801-129000 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285673 |
| Legal Entity Identifier | None |
Principal Office
11 BEACON ST13TH FLOOR
BOSTON
MA
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: (978) 270-1193, Fax: (617) 217-2001
Chief Compliance Officer
BRIAN EDWARD KEENAN
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
11 BEACON ST
13TH FLOOR
BOSTON
MA
United States
Tel:
(978) 270-1193
Fax:
N/A
B****@******************M
(Full email address available in API data)
Industry Affiliates
| KEENAN LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KEENAN, BRIAN, EDWARD | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 10/2016 | > 75% |