EVERGREEN MONEY ADVISORS
Adviser information for EVERGREEN MONEY ADVISORS last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 158 | $102.8M |
| Non-Discretionary | 0 | $0 |
| Total | 158 | $102.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 151 | $265,791 |
| HNW Individuals | <5 | $31.2M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | 6 | $71.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesCASH MANAGEMENT |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-129001 |
|---|---|
| SEC ERA File Number | 801-129001 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 326535 |
| Legal Entity Identifier | None |
Principal Office
305 CHURCH AT NORTH HILLS STREETSUITE 1250
RALEIGH
NC
United States
Monday - Friday, 9-5 EST
Tel: 844-383-3874, Fax: NA
Websites
Chief Compliance Officer
AUSTEN CARAKER
120 NE 27TH STREET, SUITE 100
MIAMI
FL
United States
Tel:
844-383-3874
A*****@**************Y
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARRIS, WILLIAM, HAMILTON | Individual | – | PRESIDENT/CEO | 04/2023 | < 5% |
| Caraker, Austen, Lee | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |
| EVERGREEN MONEY CORPORATION | Domestic Entity | – | OWNER | 04/2023 | > 75% |
| HARRIS, WILLIAM, HAMILTON | Individual | EVERGREEN MONEY CORPORATION | OWNER | 04/2023 | > 75% |
| BERGHOLM, PAUL, ALAN | Individual | – | TREASURER | 04/2023 | < 5% |