KELSEY FINANCIAL, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	8
Investment Advisory/Research	7
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	7
Licensed Agents of an Insurance Company	2
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	237	$138.4M
Non-Discretionary	0	$0
Total	237	$138.4M

Clients

Type	Number	RAUM
Individuals	196	$34.8M
HNW Individuals	36	$101.5M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	<5	$1.5M
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	<5	$575,236

Type	Number
No. of Non-RAUM Clients	3
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	101-250

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsVARIABLE ANNUITY SUB-ACCOUNT FEE-BASED MANAGEMENT & ALTERNATIVE INVESTMENT FEE-BASED MGMT & HELD AWAY MGMT-DIRECTED BROKERAGE
Compensation	% of AUMHourly chargesFixed fees
Other Business Activities	Insurance broker or agent

Identifiers

SEC RIA File Number	801-129004
SEC ERA File Number	801-129004
SEC CIK Numbers	None
SEC CRD Numbers	314950
Legal Entity Identifier	None

Principal Office

485 E. HIGH STREET
MOORPARK
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic