RADIAN INVESTMENT MANAGEMENT LLC
Adviser information for RADIAN INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $550.0M |
| Total | 1 | $550.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $550.0M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-129008 |
|---|---|
| SEC ERA File Number | 801-129008 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325109 |
| Legal Entity Identifier | None |
Principal Office
444 MADISON AVENUE, 42ND FLOORNEW YORK
NY
United States
Monday - Friday, 8AM-5PM
Tel: 973-214-5457, Fax: None
Chief Compliance Officer
CARL PAMPOLINA
CHIEF COMPLIANCE OFFICER
444 MADISON AVENUE
42ND FLOOR
NEW YORK
NY
United States
Tel:
973-214-5457
C*********@***********M
(Full email address available in API data)
Industry Affiliates
| RADIAN INVESTMENT MANAGEMENT S.A. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NOVA INVEST S.A R.L. | Foreign Entity | – | SHAREHOLDER | 04/2022 | > 75% |
| QUASAR ESTABLISHMENT | Foreign Entity | NOVA INVEST S.A R.L. | SHAREHOLDER | 04/2022 | > 75% |
| VALLUM FOUNDATION | Foreign Entity | QUASAR ESTABLISHMENT | HOLDER OF THE FOUNDER'S RIGHTS | 04/2016 | > 75% |
| Lederer, Davor, Luksic | Individual | VALLUM FOUNDATION | TRUSTEE | 09/2014 | |
| de la Morininere, Paul, Le Bault | Individual | VALLUM FOUNDATION | TRUSTEE | 09/2014 | |
| MULLER, THOMAS, FRIEDRICH | Individual | VALLUM FOUNDATION | TRUSTEE | 09/2014 | |
| JURICON TRUST COMPANY ESTABLISHMENT | Foreign Entity | VALLUM FOUNDATION | TRUSTEE | 09/2014 | |
| Dorfner, Stefanie, Theresia | Individual | JURICON TRUST COMPANY ESTABLISHMENT | TRUSTEE | 09/2014 | |
| Schreiber, Ramona, Monika | Individual | JURICON TRUST COMPANY ESTABLISHMENT | TRUSTEE | 09/2014 | |
| Neudorfer, Mag, Rupert | Individual | JURICON TRUST COMPANY ESTABLISHMENT | TRUSTEE | 09/2014 | |
| HEIMER, ILKA, NMN | Individual | JURICON TRUST COMPANY ESTABLISHMENT | TRUSTEE | 09/2014 | |
| PAMPOLINA, CARLITO, BAHIA | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |
| BARRAZA, NICOLAS, NMN | Individual | – | CHIEF EXECUTIVE OFFICER/MANAGER | 04/2022 | < 5% |
| Lederer, Davor, Luksic | Individual | – | MANAGER | 04/2022 | < 5% |
| Bulnes, Jose, Ignacio | Individual | – | MANAGER | 04/2022 | < 5% |
| De La Maza Guzman, Rodrigo | Individual | – | MANAGER | 07/2023 | < 5% |