TURNER FINANCIAL GROUP, INC.
Adviser information for TURNER FINANCIAL GROUP, INC. last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 796 | $115.1M |
| Non-Discretionary | 2 | $677,191 |
| Total | 798 | $115.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 396 | $84.0M |
| HNW Individuals | 22 | $31.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSELECTION OF OTHER ADVISORS |
Identifiers
| SEC RIA File Number | 801-129021 |
|---|---|
| SEC ERA File Number | 801-129021 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 134204 |
| Legal Entity Identifier | None |
Principal Office
4655 WOODBINE ROADPACE
FL
United States
Monday - Friday, 8:30 AM TO 5:00 PM CST
Tel: 850-995-1797, Fax: 850-995-1737
Chief Compliance Officer
MICHAEL ANTHONY DARDIS
CHIEF COMPLIANCE OFFICER
4940 N. 123RD STREET
KANSAS CITY
KS
United States
Tel:
913-961-0331
M******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NOBLE ALPHA, LLC | Domestic Entity | – | OWNER | 07/2021 | > 75% |
| TANG, ANDREW | Individual | NOBLE ALPHA, LLC | OWNER | 07/2021 | > 75% |
| TANG, ANDREW | Individual | – | CIO, CEO | 07/2021 | < 5% |
| DARDIS, MICHAEL, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |