GLOBALT INVESTMENTS
GLOBALT INVESTMENTS LLC Legal Name
Adviser information for GLOBALT INVESTMENTS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,887 | $2.7B |
| Non-Discretionary | 0 | $0 |
| Total | 3,887 | $2.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 3,070 | $820.2M |
| HNW Individuals | 599 | $1.2B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $86.9M |
| Charitable organizations | 80 | $133.6M |
| State or municipal gov entities | 3 | $195.3M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 115 | $225.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsMODEL PORTFOLIO PROVIDER |
|---|---|
| Compensation | % of AUMFixed feesPERCENT OF MODEL PORTFOLIO FEE |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 1.7B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| LPL MANAGER SELECT | AXA ADVISORS |
| MANAGER ACCESS SELECT | LPL FINANCIAL LLC |
| MANAGER SELECT | LPL FINANCIAL LLC |
| SSI OUTSIDE MONEY MANAGER PLATFORM - GLOBALT | SYNOVUS SECURITIES, INC. |
Principal Office
3200 WINDY HILL ROAD, SESUITE 1550E
ATLANTA
GA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 404-364-2188, Fax: 404-364-2189
Chief Compliance Officer
ANNETTE M. MARSHALL
3200 WINDY HILL ROAD, SE
SUITE 1550E
ATLANTA
GA
United States
Tel:
678-802-4433
A********@**********M
(Full email address available in API data)
Regulatory Contact
DRAKE J CRAIG
CHIEF OPERATING OFFICER
3200 WINDY HILL ROAD, SE
SUITE 1550E
ATLANTA
GA
United States
Tel:
404-561-4256
D*****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARSHALL, ANNETTE, MICHELLE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |
| ROACH, WILLIAM, HENRY | Individual | – | CEO AND PRESIDENT | 10/2023 | 25-50% |
| CRAIG, DRAKE, JOHN | Individual | – | CHIEF OPERATING OFFICER | 10/2023 | 10-25% |
| FULLAM, GARY, EDWARD | Individual | – | CHIEF INVESTMENT OFFICER | 10/2023 | 25-50% |
| MARTIN, THOMAS, ANDREW | Individual | – | SR. PORTFOLIO MANAGER | 10/2023 | 10-25% |
| WOODY, KIMBERLY, DAWN | Individual | – | VP, SR. PORTFOLIO MANAGER | 10/2023 | 10-25% |
| Buchanan, Jairus, Keith | Individual | – | SR. PORTFOLIO MANAGER | 10/2023 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 7M | 65K | – |
| ADVANCED MICRO DEVICES INC | COM | 3M | 17K | – |
| AMAZON COM INC | COM | 15M | 79K | – |
| AMERICAN EXPRESS CO | COM | 2M | 8K | – |
| AMGEN INC | COM | 7M | 23K | – |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 227K | 4K | – |
| ANALOG DEVICES INC | COM | 6M | 25K | – |
| APPLE INC | COM | 32M | 152K | – |
| APPLIED MATLS INC | COM | 2M | 10K | – |
| ARISTA NETWORKS INC | COM | 4M | 12K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 6M | 72K | – |
| AT&T Inc | COM | 8M | 412K | – |
| AUTODESK INC | COM | 2M | 8K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 7M | 28K | – |
| Accenture PLC Class A | SHS CLASS A | 3M | 11K | – |
| Adobe Inc | COM | 3M | 6K | – |
| Alphabet Inc A | CAP STK CL A | 16M | 87K | – |
| Alphabet Inc Class C | CAP STK CL C | 5M | 27K | – |
| Altria Group Inc | COM | 5M | 109K | – |
| Amdocs Ltd | SHS | 3M | 37K | – |
| American Tower Corp | COM | 4M | 21K | – |
| Applovin Corp Cl A | COM CL A | 931K | 11K | – |
| BANK AMERICA CORP | COM | 9M | 230K | – |
| BlackRock Inc | COM | 855K | 1K | – |
| Bowlero Corp Cl A Com | CL A COM | 631K | 44K | – |
| Broadcom Inc | COM | 21M | 13K | – |
| CADENCE DESIGN SYSTEM INC | COM | 6M | 19K | – |
| CASEYS GEN STORES INC | COM | 950K | 2K | – |
| CDW Corp | COM | 4M | 18K | – |
| CHEVRON CORP NEW | COM | 7M | 46K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 2M | 24K | – |
| CINTAS CORP | COM | 6M | 9K | – |
| CITIGROUP INC | COM NEW | 5M | 75K | – |
| CME Group Inc Class A | COM | 1M | 6K | – |
| COCA COLA CO | COM | 7M | 117K | – |
| Capital One Financial Corp | COM | 824K | 6K | – |
| Carrier Global Corp Ordinary S | COM | 908K | 14K | – |
| Cisco Systems Inc | COM | 4M | 77K | – |
| Costco Wholesale Corp | COM | 3M | 4K | – |
| DANAHER CORPORATION | COM | 346K | 1K | – |
| DARDEN RESTAURANTS INC | COM | 7M | 49K | – |
| DEERE & CO | COM | 388K | 1K | – |
| DEXCOM INC | COM | 2M | 16K | – |
| DISNEY WALT CO | COM | 934K | 9K | – |
| DOW INC | COM | 6M | 108K | – |
| Duke Energy Corp | COM NEW | 6M | 64K | – |
| ECOLAB INC | COM | 4M | 16K | – |
| ELEVANCE HEALTH INC | COM | 4M | 7K | – |
| ELI LILLY & CO | COM | 19M | 21K | – |
| EMERSON ELEC CO | COM | 8M | 72K | – |
| Eaton Corp PLC | SHS | 10M | 32K | – |
| Edwards Lifesciences Corp | COM | 1M | 12K | – |
| Enbridge Inc | COM | 7M | 198K | – |
| Energy Select Sector SPDR ETF | ENERGY | 741K | 8K | – |
| Exxon Mobil Corp | COM | 5M | 47K | – |
| FISERV INC | COM | 2M | 12K | – |
| FLUOR CORP NEW | COM | 2M | 43K | – |
| FRESHPET INC | COM | 449K | 3K | – |
| First Trust Dow Jones Internet | DJ INTERNT IDX | 205K | 1K | – |
| GENUINE PARTS CO | COM | 6M | 44K | – |
| GILEAD SCIENCES INC | COM | 3M | 42K | – |
| GRACO INC | COM | 761K | 10K | – |
| HENRY JACK & ASSOC INC | COM | 3M | 15K | – |
| HOME DEPOT INC | COM | 4M | 11K | – |
| HONEYWELL INTL INC | COM | 3M | 13K | – |
| HP Inc | COM | 6M | 185K | – |
| Hess Corp | COM | 313K | 2K | – |
| Hilton Worldwide Holdings Inc | COM | 861K | 4K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 214K | 1K | – |
| ISHARES TR | 10-20 YR TRS ETF | 818K | 8K | – |
| ISHARES TR | RUS TP200 VL ETF | 5M | 72K | – |
| ISHARES TR | RUS 1000 VAL ETF | 343M | 2M | – |
| ISHARES TR | IBOXX INV CP ETF | 729K | 7K | – |
| ISHARES TR | RUS 1000 ETF | 510K | 2K | – |
| ISHARES TR | GLOB UTILITS ETF | 485K | 8K | – |
| ISHARES TR | MSCI EMG MKT ETF | 12M | 283K | – |
| ISHARES TR | RUS MD CP GR ETF | 101M | 916K | – |
| ISHARES TR | RUSSELL 2000 ETF | 61M | 298K | – |
| ISHARES TR | CORE S&P500 ETF | 1M | 2K | – |
| ISHARES TR | MSCI USA ESG SLC | 234K | 2K | – |
| ISHARES TR | RUSSELL 3000 ETF | 506K | 2K | – |
| ISHARES TR | RUS 2000 GRW ETF | 455K | 2K | – |
| ISHARES TR | U.S. REAL ES ETF | 1M | 12K | – |
| ISHARES TR | 20 YR TR BD ETF | 7M | 80K | – |
| ISHARES TR | RUS 1000 GRW ETF | 418M | 1M | – |
| ISHARES TR | CORE S&P SCP ETF | 248K | 2K | – |
| ISHARES TR | GLOBAL 100 ETF | 3M | 27K | – |
| ISHARES TR | NATIONAL MUN ETF | 325K | 3K | – |
| ISHARES TR | PFD AND INCM SEC | 447K | 14K | – |
| ISHARES TR | MSCI EAFE ETF | 10M | 125K | – |
| ISHARES TR | MSCI ACWI EX US | 8M | 157K | – |
| ISHARES TR | EUROPE ETF | 840K | 15K | – |
| ISHARES TR | RUS MDCP VAL ETF | 33M | 275K | – |
| ISHARES TR | 1 3 YR TREAS BD | 2M | 26K | – |
| ISHARES TR | USD INV GRDE ETF | 1M | 26K | – |
| ISHARES TR | S&P 500 GRWT ETF | 463K | 5K | – |
| Intuitive Surgical Inc | COM NEW | 400K | 900 | – |
| Invesco BulletShares 2024 HY C | BULSHS 2024 HY | 775K | 34K | – |
| Invesco BulletShares 2025 Corp | BULSHS 2025 CB | 1M | 54K | – |
| Invesco BulletShares 2026 Corp | BULSHS 2026 CB | 930K | 49K | – |
| Invesco High Yield Eq Div Achi | HIG YLD EQ DIV | 2M | 92K | – |
| Invesco International Div Achi | INTL DIVI ACHI | 747K | 42K | – |
| Invesco KBW Bank ETF | KBW BK ETF | 614K | 11K | – |
| Invitation Homes Inc | COM | 6M | 179K | – |
| JOHNSON & JOHNSON | COM | 3M | 19K | – |
| JPMorgan Chase & Co | COM | 15M | 76K | – |
| KIMBERLY-CLARK CORP | COM | 6M | 47K | – |
| KLA CORP | COM NEW | 3M | 4K | – |
| KRAFT HEINZ CO | COM | 6M | 202K | – |
| KROGER CO | COM | 4M | 90K | – |
| LAUDER ESTEE COS INC | CL A | 701K | 7K | – |
| LOCKHEED MARTIN CORP | COM | 5M | 12K | – |
| Linde PLC | SHS | 1M | 3K | – |
| MARRIOTT INTL INC NEW | CL A | 885K | 4K | – |
| MARSH & MCLENNAN COS INC | COM | 386K | 2K | – |
| MASCO CORP | COM | 2M | 37K | – |
| MCDONALDS CORP | COM | 4M | 15K | – |
| MICRON TECHNOLOGY INC | COM | 8M | 59K | – |
| MICROSOFT CORP | COM | 41M | 91K | – |
| MONDELEZ INTL INC | CL A | 5M | 72K | – |
| MONOLITHIC PWR SYS INC | COM | 2M | 2K | – |
| MORGAN STANLEY | COM NEW | 4M | 38K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 9M | 22K | – |
| Mastercard Inc A | CL A | 6M | 14K | – |
| Merck & Co Inc | COM | 12M | 100K | – |
| Meta Platforms Inc Cl A | CL A | 11M | 21K | – |
| NEWMONT CORP | COM | 2M | 54K | – |
| NICE LTD | SPONSORED ADR | 1M | 7K | – |
| NVIDIA Corp | COM | 22M | 178K | – |
| Netflix Inc | COM | 3M | 5K | – |
| NextEra Energy Inc | COM | 3M | 40K | – |
| O'Reilly Automotive Inc | COM | 3M | 2K | – |
| PALO ALTO NETWORKS INC | COM | 2M | 6K | – |
| PHILIP MORRIS INTL INC | COM | 3M | 30K | – |
| PROCTER AND GAMBLE CO | COM | 8M | 50K | – |
| PULTE GROUP INC | COM | 1M | 14K | – |
| Pacer Benchmark Data&Infras RE | DATA AND INFRAST | 579K | 21K | – |
| Palantir Technologies Inc Cl A | CL A | 840K | 33K | – |
| PayPal Holdings Inc | COM | 353K | 6K | – |
| QUALCOMM INC | COM | 239K | 1K | – |
| Quanta Services Inc | COM | 503K | 2K | – |
| ROBINHOOD MKTS INC | COM CL A | 1M | 55K | – |
| ROCKWELL AUTOMATION INC | COM | 583K | 2K | – |
| ROPER TECHNOLOGIES INC | COM | 1M | 2K | – |
| ROSS STORES INC | COM | 933K | 6K | – |
| Regeneron Pharma Inc | COM | 1M | 1K | – |
| Royal Caribbean Group | COM | 1M | 6K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 3M | 65K | – |
| SNOWFLAKE INC | CL A | 888K | 7K | – |
| SOUTHERN CO | COM | 7M | 84K | – |
| SPDR Gold Shares | GOLD SHS | 136M | 635K | – |
| SPDR MSCI ACWI ex-US ETF | MSCI ACWI EXUS | 45M | 2M | – |
| SPDR Nuveen Bloomberg ST MunB | NUVEEN BLMBRG SH | 221K | 5K | – |
| SPDR Portfolio Intermediate Te | PORTFLI INTRMDIT | 97M | 3M | – |
| SPDR Portfolio Long Term Trea | PORTFOLIO LN TSR | 3M | 116K | – |
| SPDR Portfolio S&P 500 Growth | PRTFLO S&P500 GW | 31M | 392K | – |
| SPDR Portfolio Short Term Trea | PORTFOLIO SH TSR | 136M | 5M | – |
| SPDR S&P 500 ETF Trust | TR UNIT | 1M | 2K | – |
| SPDR S&P Dividend ETF | S&P DIVID ETF | 2M | 14K | – |
| SPDR Wells Fargo Preferred St | ICE PFD SEC ETF | 627K | 18K | – |
| STRYKER CORPORATION | COM | 5M | 15K | – |
| Salesforce Inc | COM | 327K | 1K | – |
| Samsara Inc Cl A | COM CL A | 2M | 61K | – |
| TERADYNE INC | COM | 465K | 3K | – |
| TEXAS INSTRS INC | COM | 7M | 36K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 581K | 1K | – |
| TJX COS INC NEW | COM | 8M | 69K | – |
| Tesla Inc | COM | 2M | 12K | – |
| Travelers Companies Inc | COM | 11M | 54K | – |
| UNION PAC CORP | COM | 7M | 32K | – |
| UNITED PARCEL SERVICE INC | CL B | 4M | 32K | – |
| Uber Technologies Inc | COM | 4M | 54K | – |
| United Therapeutics Corp | COM | 287K | 900 | – |
| UnitedHealth Group Inc | COM | 3M | 6K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 2M | 26K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 1M | 21K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 24M | 548K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 267K | 4K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 53M | 292K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 1M | 12K | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 382K | 6K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 3M | 10K | – |
| VEEVA SYS INC | CL A COM | 1M | 6K | – |
| VanEck Gold Miners ETF | GOLD MINERS ETF | 63M | 2M | – |
| Vanguard Communication Service | COMM SRVC ETF | 456K | 3K | – |
| Vanguard Intmdt-Term Trs ETF | INTER TERM TREAS | 36M | 619K | – |
| Verizon Communications Inc | COM | 4M | 90K | – |
| Vertex Pharmaceuticals Inc | COM | 4M | 8K | – |
| Vertiv Holdings Co Cl A | COM CL A | 533K | 6K | – |
| Visa Inc Class A | COM CL A | 5M | 20K | – |
| WALMART INC | COM | 9M | 134K | – |
| Waste Management Inc | COM | 9M | 44K | – |
| WisdomTree US MidCap Dividend | US MIDCAP DIVID | 2M | 48K | – |
| WisdomTree US Quality Dividend | US QTLY DIV GRT | 3M | 40K | – |
| YUM BRANDS INC | COM | 878K | 7K | – |
| Zimmer Biomet Holdings Inc | COM | 626K | 6K | – |
| Zoetis Inc Class A | CL A | 2M | 10K | – |
| iShares 0-5 Year High Yield Co | 0-5YR HI YL CP | 631K | 15K | – |
| iShares Core MSCI EAFE ETF | CORE MSCI EAFE | 310K | 4K | – |
| iShares MSCI Japan ETF | MSCI JPN ETF NEW | 678K | 10K | – |
| iShares MSCI USA Min Vol Facto | MSCI USA MIN VOL | 467K | 6K | – |
| iShares US Treasury Bond ETF | US TREAS BD ETF | 58M | 3M | – |
| iShares iBonds Dec 2025 Term T | IBONDS 25 TRM TS | 62M | 3M | – |
| iShares iBonds Dec 2027 Term T | IBONDS 27 TRM TS | 70M | 3M | – |