SLAVIC WEALTH MANAGEMENT, INC.
Adviser information for SLAVIC WEALTH MANAGEMENT, INC. last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-129024 |
|---|---|
| SEC ERA File Number | 801-129024 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327929 |
| Legal Entity Identifier | None |
Principal Office
1075 BROKEN SOUND PARKWAY NWSUITE 100
BOCA RATON
FL
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 561-241-9244, Fax: None
Chief Compliance Officer
HENRY R. FERGUSON, CAMS, DTM
1075 BROKEN SOUND PARKWAY NW
SUITE 100
BOCA RATON
FL
United States
Tel:
(561) 576-8255
H********@*************M
(Full email address available in API data)
Regulatory Contact
JASNA B. DJURIN, CPC, CPFA
SR. DIRECTOR, COMPLIANCE AND REGULATORY OVERSIGHT
1075 BROKEN SOUND PARKWAY NW
SUITE 100
BOCA RATON
FL
United States
Tel:
(800) 356-3009 X2047
J*****@*************M
(Full email address available in API data)
Industry Affiliates
| SLAVIC MUTUAL FUNDS MANAGEMENT CORP. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SLAVIC, JOHN, JULIUS | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2023 | < 5% |
| JOHN SLAVIC REVOCABLE TRUST | Domestic Entity | – | SHAREHOLDER | 07/2023 | > 75% |
| SLAVIC, JOHN, JULIUS | Individual | JOHN SLAVIC REVOCABLE TRUST | TRUSTEE | 03/2022 | > 75% |
| FERGUSON, HENRY, ROBERT | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |