FAOC, LLC
Adviser information for FAOC, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningEducational seminars/workshops |
|---|---|
| Compensation | Hourly chargesSubscription fees |
Identifiers
| SEC RIA File Number | 801-129032 |
|---|---|
| SEC ERA File Number | 801-129032 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318158 |
| Legal Entity Identifier | None |
Principal Office
801 WEST BAY DRIVESUITE 603
LARGO
FL
United States
Monday - Friday, 8:00 AM TO 4:00 PM
Tel: 629-333-3262, Fax: None
Websites
Chief Compliance Officer
JAMES L. STODDARD
CHIEF EXECUTIVE OFFICER
801 WEST BAY DRIVE
SUITE 603
LARGO
FL
United States
Tel:
629-333-3262
J**@***********M
(Full email address available in API data)
Regulatory Contact
THOMAS GREGORY REYMANN II
GENERAL COUNSEL
801 WEST BAY DRIVE
SUITE 603
LARGO
FL
United States
Tel:
813-943-9951
G***@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SLEKT INVESTMENTS, LLC | Domestic Entity | FINANCIAL ADVISOR ON CALL, LLC | MEMBER | 08/2022 | 25-50% |
| FINANCIAL ADVISOR ON CALL, LLC | Domestic Entity | – | MEMBER | 11/2021 | > 75% |
| TEAM LINDSEY, LLC | Domestic Entity | FINANCIAL ADVISOR ON CALL, LLC | MEMBER | 08/2022 | |
| DIVERSIFIED INVESTMENT GROUP, LLC | Domestic Entity | FINANCIAL ADVISOR ON CALL, LLC | MEMBER | 08/2022 | 25-50% |
| STODDARD, JAMES, LEON | Individual | FINANCIAL ADVISOR ON CALL, LLC | MEMBER | 08/2022 | 25-50% |
| STODDARD, JAMES, LEON | Individual | – | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| CLARK CAPITAL, LLC | Domestic Entity | FINANCIAL ADVISOR ON CALL, LLC | MEMBER | 01/2024 |