STONEBRIDGE FINANCIAL GROUP, LLC
Adviser information for STONEBRIDGE FINANCIAL GROUP, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 26 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 17 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 17 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,235 | $1.5B |
| Non-Discretionary | 462 | $104.3M |
| Total | 3,697 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 785 | $271.1M |
| HNW Individuals | 292 | $873.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 128 | $380.5M |
| Charitable organizations | 5 | $5.3M |
| State or municipal gov entities | <5 | $38.1M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $13.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 118.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| STONEBRIDGE FINANCIAL GROUP, LLC WRAP FEE PROGRAM | STONEBRIDGE FINANCIAL GROUP, LLC |
Identifiers
| SEC RIA File Number | 801-129034 |
|---|---|
| SEC ERA File Number | 801-129034 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327529 |
| Legal Entity Identifier | None |
Principal Office
602 NORTH FRONT STREETWORMLEYSBURG
PA
United States
Monday - Friday, BY APPOINTMENT
Tel: 717-736-7007, Fax: 717-761-6127
Chief Compliance Officer
CODY GEHMAN
DIRECTOR / OPERATIONS
602 NORTH FRONT STREET
WORMLEYSBURG
PA
United States
Tel:
717 - 736 - 7007
Fax:
717 - 761 - 6127
C**********@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KLINE, JEFFREY, RYAN | Individual | – | DIRECTOR - CORPORATE RETIREMENT PLAN SERVICES | 11/2023 | 5-10% |
| MCCARVER, BRIAN, DOUGLAS | Individual | – | MANAGING DIRECTOR | 11/2023 | 25-50% |
| SANDERS, BRADLEY, JOEL | Individual | – | DIRECTOR - PERSONAL WEALTH MANAGEMENT | 11/2023 | 5-10% |
| GEHMAN, CODY | Individual | – | DIRECTOR / CCO / OPERATIONS | 11/2023 | 5-10% |
| FREEMAN, JONATHAN, SCOTT | Individual | – | MANAGING DIRECTOR | 11/2023 | 25-50% |
| KORZI, KRISTOPHER, JOSEPH | Individual | – | DIRECTOR - PORTFOLIO MANAGEMENT | 11/2023 | 5-10% |