OT ADVISORS LLC
Adviser information for OT ADVISORS LLC last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-129043 |
|---|---|
| SEC ERA File Number | 801-129043 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328812 |
| Legal Entity Identifier | None |
Principal Office
7284 W PALMETTO PARK RD, SUITE 303BOCA RATON
FL
United States
Monday - Friday, 9 AM - 5 PM
Tel: 7136147755, Fax: None
Chief Compliance Officer
JAMES HICKEY
6637 S WINDING BROOK DR
FAIRHOPE
AL
United States
Tel:
7136147755
J******@**************M
(Full email address available in API data)
Industry Affiliates
| INSURANCE | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Benedict, Laurence, Robert | Individual | – | OWNER | 09/2023 | > 75% |
| Hickey, James, Timothy | Individual | – | CCO | 09/2023 | < 5% |