PERIDOT INVESTMENT RESEARCH INC
Adviser information for PERIDOT INVESTMENT RESEARCH INC last updated from Form ADV on January 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersSecurity ratings or pricing services |
|---|---|
| Compensation | % of AUMSubscription feesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-129044 |
|---|---|
| SEC ERA File Number | 801-129044 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327391 |
| Legal Entity Identifier | 327391 |
Principal Office
11939 E AMANDA RDGOLD CANYON
AZ
United States
Monday - Friday, 6:00 - 3:00
Tel: (480) 665-7706, Fax: None
Websites
Chief Compliance Officer
THADDEUS CORNELL
11939 E AMANDA RD
GOLD CANYON
AZ
United States
Tel:
4806657706
T***************@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CORNELL, THADDEUS, ALLEN | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER | 10/2023 | > 75% |