SL CAPITAL

SLT HOLDINGS LLC Legal Name

Adviser information for SL CAPITAL last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arizona, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 188 $105.3M
Non-Discretionary 0 $0
Total 188 $105.3M

Clients

Type Number RAUM
Individuals 87 $36.9M
HNW Individuals 24 $68.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-129050
SEC ERA File Number 801-129050
SEC CIK Numbers None
SEC CRD Numbers 328450
Legal Entity Identifier None

Principal Office

20707 N PIMA RD
STE 205
SCOTTSDALE
AZ
United States
Monday - Friday, 8:00AM-4:00PM
Tel: 480-359-7092, Fax: None

Chief Compliance Officer

MARCUS PIMENTEL
20707 N PIMA RD
STE 205
SCOTTSDALE
AZ
United States
Tel: 480-359-7092
(Full email address available in API data)

Regulatory Contact

ZACHARY BRODT
CEO
20707 N PIMA RD
STE 205
SCOTTSDALE
AZ
United States
Tel: 480-359-7092
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BRODT, ZACHARY, STUART Individual PRESIDENT 10/2023 < 5%
Pimentel, Marcus, John Individual CHIEF COMPLIANCE OFFICER 09/2023 < 5%
SLT CAPITAL LLC Domestic Entity MEMBER/MANAGER 07/2022 > 75%
BRODT, ZACHARY, STUART Individual SLT CAPITAL LLC MANAGER 12/2019 > 75%
SLT TRUST DATED DECEMBER 27, 2019 Domestic Entity SLT CAPITAL LLC MEMBER 12/2019 > 75%
BRODT, ZACHARY, STUART Individual SLT TRUST DATED DECEMBER 27, 2019 MANAGEMENT TRUSTEE 12/2019
Brodt, Marisa, Marie Individual SLT TRUST DATED DECEMBER 27, 2019 MANAGEMENT TRUSTEE 12/2019
SESATE, VICTOR, PASQUAL Individual SLT TRUST DATED DECEMBER 27, 2019 INDEPENDENT TRUSTEE 12/2019

No. Employees, Historic

10502023202420253 on 10/12/20233 on 3/11/2024

RAUM, Historic

200M100M02023202420250 on 10/12/2023105270331 on 3/11/2024

No. Clients, Historic

20010002023202420250 on 10/12/2023111 on 3/11/2024