SL CAPITAL
SLT HOLDINGS LLC Legal Name
Adviser information for SL CAPITAL last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Arizona, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 188 | $105.3M |
Non-Discretionary | 0 | $0 |
Total | 188 | $105.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 87 | $36.9M |
HNW Individuals | 24 | $68.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 1 |
Services
Advisory Services | Portfolio management for individuals and/or small businesses |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-129050 |
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SEC ERA File Number | 801-129050 |
SEC CIK Numbers | None |
SEC CRD Numbers | 328450 |
Legal Entity Identifier | None |
Principal Office
20707 N PIMA RDSTE 205
SCOTTSDALE
AZ
United States
Monday - Friday, 8:00AM-4:00PM
Tel: 480-359-7092, Fax: None
Chief Compliance Officer
MARCUS PIMENTEL
20707 N PIMA RD
STE 205
SCOTTSDALE
AZ
United States
Tel:
480-359-7092
M********@******************M
(Full email address available in API data)
Regulatory Contact
ZACHARY BRODT
CEO
20707 N PIMA RD
STE 205
SCOTTSDALE
AZ
United States
Tel:
480-359-7092
Z*****@******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
BRODT, ZACHARY, STUART | Individual | – | PRESIDENT | 10/2023 | < 5% |
Pimentel, Marcus, John | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |
SLT CAPITAL LLC | Domestic Entity | – | MEMBER/MANAGER | 07/2022 | > 75% |
BRODT, ZACHARY, STUART | Individual | SLT CAPITAL LLC | MANAGER | 12/2019 | > 75% |
SLT TRUST DATED DECEMBER 27, 2019 | Domestic Entity | SLT CAPITAL LLC | MEMBER | 12/2019 | > 75% |
BRODT, ZACHARY, STUART | Individual | SLT TRUST DATED DECEMBER 27, 2019 | MANAGEMENT TRUSTEE | 12/2019 | |
Brodt, Marisa, Marie | Individual | SLT TRUST DATED DECEMBER 27, 2019 | MANAGEMENT TRUSTEE | 12/2019 | |
SESATE, VICTOR, PASQUAL | Individual | SLT TRUST DATED DECEMBER 27, 2019 | INDEPENDENT TRUSTEE | 12/2019 |