BREAKOUT FUNDS LLC

BREAKOUT FUNDS, LLC Legal Name

Adviser information for BREAKOUT FUNDS LLC last updated from Form ADV on October 12th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Tennessee, United States

Employees

Total Number of Employees	5
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	No

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	COMMODITY TRADING ADVISOR
Compensation	% of AUMPerformance-based fees
Other Business Activities	Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number	801-129051
SEC ERA File Number	801-129051
SEC CIK Numbers	None
SEC CRD Numbers	327272
Legal Entity Identifier	549300Q81Y86Q9DFDY25

Principal Office

600 W JACKSON BLVD.,
SUITE 110
CHICAGO
IL
United States

Monday - Friday, 7 AM -5 PM

Tel: (312) 465-2694, Fax: None

Websites

www.breakoutfunds.com/

Chief Compliance Officer

JAMES BANIEWICZ

CHIEF COMPLIANCE OFFICER

600 W JACKSON BLVD., SUITE 110

CHICAGO

United States

Tel: 6302580661

J*********@****************M

(Full email address available in API data)

Regulatory Contact

R TAMARA DE SILVA

GENERAL COUNSEL

600 W JACKSON BLVD, SUITE 110