MOSLEY WEALTH MANAGEMENT, INC.
Adviser information for MOSLEY WEALTH MANAGEMENT, INC. last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 426 | $126.9M |
| Non-Discretionary | 0 | $0 |
| Total | 426 | $126.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 383 | $86.1M |
| HNW Individuals | 43 | $40.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $41,188 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUM |
Principal Office
2401 E. KATELLA AVENUESUITE 270
ANAHEIM
CA
United States
Monday - Friday, M-TH: 8:30AM - 5PM, F: 9AM - 1PM
Tel: (714) 421-4288, Fax: (714) 982-3019
Chief Compliance Officer
FELTON THOMAS MOSLEY
PRESIDENT
2401 E. KATELLA AVENUE
SUITE 270
ANAHEIM
CA
United States
Tel:
714-421-4288
Fax:
714-982-3019
T**@*************************M
(Full email address available in API data)
Industry Affiliates
| MOSLEY INSURANCE & FINANCIAL SERVICES | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOSLEY, FELTON, THOMAS | Individual | – | PRESIDENT, CEO, CCO | 01/2022 | > 75% |
| Hawley, Travis, Bradford | Individual | – | SECRETARY/INVESTMENT ADVISOR REPRESENTATIVE | 01/2022 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC | COM | 641K | 4K | – |
| ADOBE INC | COM | 477K | 859 | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 325K | 5K | – |
| ALPHABET INC | CAP STK CL A | 665K | 4K | – |
| ALTRIA GROUP INC | COM | 480K | 11K | – |
| AMAZON COM INC | COM | 733K | 4K | – |
| AMGEN INC | COM | 360K | 1K | – |
| APPLE INC | COM | 3M | 14K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 623K | 609 | – |
| AT&T INC | COM | 399K | 21K | – |
| BLACKROCK ETF TRUST | US EQT FACTOR | 3M | 57K | – |
| BLACKROCK ETF TRUST II | FLEXIBLE INCOME | 1M | 20K | – |
| BLACKSTONE INC | COM | 419K | 3K | – |
| BOEING CO | COM | 949K | 5K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 288K | 7K | – |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 467K | 15K | – |
| CHENIERE ENERGY INC | COM NEW | 371K | 2K | – |
| CHEVRON CORP NEW | COM | 645K | 4K | – |
| CITIGROUP INC | COM NEW | 812K | 13K | – |
| COSTCO WHSL CORP NEW | COM | 250K | 294 | – |
| CROWN CASTLE INC | COM | 325K | 3K | – |
| ELEVANCE HEALTH INC | COM | 442K | 815 | – |
| ELI LILLY & CO | COM | 822K | 908 | – |
| ENBRIDGE INC | COM | 211K | 6K | – |
| EXXON MOBIL CORP | COM | 719K | 6K | – |
| FREEPORT-MCMORAN INC | CL B | 211K | 4K | – |
| GILEAD SCIENCES INC | COM | 336K | 5K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 310K | 2K | – |
| INVESCO EXCH TRADED FD TR II | FNDMNTL HY CRP | 203K | 11K | – |
| INVESCO QQQ TR | UNIT SER 1 | 273K | 570 | – |
| IONQ INC | COM | 81K | 11K | – |
| ISHARES GOLD TR | ISHARES NEW | 1M | 32K | – |
| ISHARES INC | CORE MSCI EMKT | 2M | 43K | – |
| ISHARES INC | MSCI EMRG CHN | 1M | 18K | – |
| ISHARES TR | TIPS BD ETF | 585K | 5K | – |
| ISHARES TR | CORE S&P500 ETF | 13M | 23K | – |
| ISHARES TR | S&P 500 GRWT ETF | 4M | 47K | – |
| ISHARES TR | S&P 500 VAL ETF | 3M | 16K | – |
| ISHARES TR | 20 YR TR BD ETF | 677K | 7K | – |
| ISHARES TR | COHEN STEER REIT | 1M | 24K | – |
| ISHARES TR | RUS 1000 GRW ETF | 484K | 1K | – |
| ISHARES TR | U.S. TECH ETF | 2M | 15K | – |
| ISHARES TR | CORE S&P SCP ETF | 530K | 5K | – |
| ISHARES TR | JPMORGAN USD EMG | 270K | 3K | – |
| ISHARES TR | MBS ETF | 2M | 26K | – |
| ISHARES TR | 10-20 YR TRS ETF | 419K | 4K | – |
| ISHARES TR | EAFE VALUE ETF | 3M | 52K | – |
| ISHARES TR | EAFE GRWTH ETF | 4M | 42K | – |
| ISHARES TR | GRWT ALLOCAT ETF | 204K | 4K | – |
| ISHARES TR | MODERT ALLOC ETF | 563K | 13K | – |
| ISHARES TR | US TREAS BD ETF | 555K | 25K | – |
| ISHARES TR | MSCI USA MIN VOL | 910K | 11K | – |
| ISHARES TR | MSCI USA QLT FCT | 3M | 16K | – |
| ISHARES TR | MSCI USA MMENTM | 738K | 4K | – |
| ISHARES TR | CORE TOTAL USD | 7M | 156K | – |
| ISHARES TR | HDG MSCI EAFE | 654K | 18K | – |
| ISHARES TR | CONV BD ETF | 352K | 4K | – |
| ISHARES TR | INVESTMENT GRADE | 523K | 12K | – |
| ISHARES TR | US INFRASTRUC | 470K | 11K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 403K | 4K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 12M | 212K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 2M | 31K | – |
| JPMORGAN CHASE & CO. | COM | 734K | 4K | – |
| KINDER MORGAN INC DEL | COM | 255K | 13K | – |
| LOCKHEED MARTIN CORP | COM | 201K | 431 | – |
| MARSH & MCLENNAN COS INC | COM | 429K | 2K | – |
| MASTERCARD INCORPORATED | CL A | 296K | 672 | – |
| MCKESSON CORP | COM | 322K | 552 | – |
| MERCK & CO INC | COM | 317K | 3K | – |
| META PLATFORMS INC | CL A | 455K | 902 | – |
| MICROSOFT CORP | COM | 2M | 4K | – |
| MORGAN STANLEY | COM NEW | 455K | 5K | – |
| NOVARTIS AG | SPONSORED ADR | 238K | 2K | – |
| NOVO-NORDISK A S | ADR | 488K | 3K | – |
| NVIDIA CORPORATION | COM | 2M | 12K | – |
| ONEOK INC NEW | COM | 234K | 3K | – |
| ORACLE CORP | COM | 858K | 6K | – |
| PALO ALTO NETWORKS INC | COM | 396K | 1K | – |
| PARKER-HANNIFIN CORP | COM | 581K | 1K | – |
| PEPSICO INC | COM | 429K | 3K | – |
| PLUG POWER INC | COM NEW | 83K | 36K | – |
| PROCTER AND GAMBLE CO | COM | 599K | 4K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 481K | 7K | – |
| RECURSION PHARMACEUTICALS IN | CL A | 111K | 15K | – |
| SALESFORCE INC | COM | 205K | 798 | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 304K | 7K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 225K | 994 | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 315K | 4K | – |
| SEMPRA | COM | 475K | 6K | – |
| SOUTHERN CO | COM | 501K | 6K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 932K | 2K | – |
| SSGA ACTIVE TR | SPDR SSGA US SCT | 7M | 134K | – |
| TWO RDS SHARED TR | REGENTS PK HDGD | 109K | 11K | – |
| TWO RDS SHARED TR | ANFIELD DYNAMIC | 608K | 72K | – |
| TWO RDS SHARED TR | ANFIELD US EQU | 749K | 46K | – |
| UNITEDHEALTH GROUP INC | COM | 591K | 1K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 3M | 12K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 214K | 5K | – |
| VERIZON COMMUNICATIONS INC | COM | 465K | 11K | – |
| VISA INC | COM CL A | 306K | 1K | – |
| WILLIAMS COS INC | COM | 713K | 17K | – |
| XYLEM INC | COM | 424K | 3K | – |