ADVANCED PORTFOLIO STRATEGIES
APS MANAGEMENT GROUP, INC. Legal Name
Adviser information for ADVANCED PORTFOLIO STRATEGIES last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 283 | $112.8M |
| Non-Discretionary | 37 | $15.0M |
| Total | 320 | $127.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 145 | $25.3M |
| HNW Individuals | 40 | $53.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 131 | $47.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-129062 |
|---|---|
| SEC ERA File Number | 801-129062 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284697 |
| Legal Entity Identifier | None |
Principal Office
3625 DEL AMO BLVDSUITE 190
TORRANCE
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (310) 776-5948, Fax: (310) 437-8690
Chief Compliance Officer
DANIEL BENNETT
PRESIDENT
3625 DEL AMO BLVD
SUITE 190
TORRANCE
CA
United States
Tel:
(310) 496-8025
Fax:
(310) 437-8690
D********@*********************M
(Full email address available in API data)
Regulatory Contact
GLEN A MICHEL
CO-PRESIDENT
3625 DEL AMO BLVD
SUITE 190
TORRANCE
CA
United States
Tel:
(310) 776-6549
Fax:
(310) 437-8690
G******@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BENNETT, DANIEL, ROY | Individual | – | PRESIDENT AND CCO | 04/2014 | 25-50% |
| MICHEL, GLEN, ALAN | Individual | – | CO-PRESIDENT | 04/2014 | 25-50% |
| Hart, Daniel, Mason | Individual | – | PARTNER | 01/2023 | 5-10% |