WEALTH BUILDER FUNDS LLC
WEALTH BUILDER FUNDS, LLC Legal Name
Adviser information for WEALTH BUILDER FUNDS LLC last updated from Form ADV on January 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPROVIDE ADVICE TO AN ETF |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-129063 |
|---|---|
| SEC ERA File Number | 801-129063 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328782 |
| Legal Entity Identifier | None |
Principal Office
117 WEST MAIN STCARY
IL
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 847-639-7830, Fax: 847-639-7831
Chief Compliance Officer
BRIAN WILLIAM ATKINS
CHIEF COMPLIANCE OFFICER
117 WEST MAIN ST
CARY
IL
United States
Tel:
847-639-7830
Fax:
847-639-7831
B****@*********M
(Full email address available in API data)
Regulatory Contact
STEPHEN RICHARD SMITH
117 WEST MAIN ST
CARY
IL
United States
Tel:
847-639-7830
Fax:
847-639-7831
Industry Affiliates
| ATKINS AND ASSOCIATES LLC | Insurance company or agencySponsor, GP, manager of pooled investment vehicles |
| SIGNIFICANT WEALTH PARTNERS INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Clements, Michael, David | Individual | – | CHIEF TECHNOLOGY OFFICER | 09/2023 | < 5% |
| SWP HOLDINGS LLC | Domestic Entity | – | MEMBER | 07/2023 | > 75% |
| ATKINS, BRIAN, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
| Smith, Stephen, Richard | Individual | – | MANAGING PARTNER | 01/2024 | < 5% |