NGC FINANCIAL, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	JUNE
Legal Location	New York, United States

Employees

Total Number of Employees	1
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	1
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	0	$0
Non-Discretionary	56	$25.9M
Total	56	$25.9M

Clients

Type	Number	RAUM
Individuals	48	$25.9M
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	26-50

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUMHourly chargesFixed feesCommissions
Other Business Activities	Broker-dealerRegistered representative of a broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number	801-129067
SEC ERA File Number	801-129067
SEC CIK Numbers	None
SEC CRD Numbers	139992
Legal Entity Identifier	None

Principal Office

3601 208TH STREET
BAYSIDE
NY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic