MG&A WEALTH PR LLC
Adviser information for MG&A WEALTH PR LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Puerto Rico, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSUB-ADVISORY FEES |
Identifiers
| SEC RIA File Number | 801-129078 |
|---|---|
| SEC ERA File Number | 801-129078 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328091 |
| Legal Entity Identifier | None |
Principal Office
151 CALLE DE SAN FRANCISCO,SUITE 200
SAN JUAN
PR
United States
Monday - Friday, 9:00AM 5:30PM
Tel: 954-599-5921, Fax: None
Websites
Chief Compliance Officer
TODD M. BATTAGLIA
PRESIDENT
151 CALLE DE SAN FRANCISCO
SUITE 200
SAN JUAN
PR
United States
Tel:
954-599-5921
T***@************M
(Full email address available in API data)
Industry Affiliates
| MG&A WEALTH | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BATTAGLIA, TODD, MICHAEL | Individual | – | PRESIDENT, CEO, CCO | 08/2023 | > 75% |