CYPRESS INVESTMENT MANAGEMENT, LLC
Adviser information for CYPRESS INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 63 | $272.3M |
| Non-Discretionary | 0 | $0 |
| Total | 63 | $272.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 108 | $272.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-129079 |
|---|---|
| SEC ERA File Number | 801-129079 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 327810 |
| Legal Entity Identifier | None |
Principal Office
18W140 BUTTERFIELD RDSUITE 1110
OAKBROOK TERRACE
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (224) 330-9662, Fax: None
Websites
Chief Compliance Officer
TIMOTHY DILLOW
18W140 BUTTERFIELD ROAD
SUITE 1110
OAKBROOK TERRACE
IL
United States
Tel:
(224) 330-9662
T*********@*****************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER L HUGHES
18W140 BUTTERFIELD ROAD
SUITE 1110
OAKBROOK TERRACE
IL
United States
Tel:
(630) 824-3772
C*****************@*****************M
(Full email address available in API data)
Industry Affiliates
| CYPRESS WEALTH MANAGEMENT | Other investment adviser, including financial planners |
| DILLOW WEALTH MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BB-I | Private Equity Fund | $3.0M | $0.0M | 12 |
| BB-I-HOLLIS | Private Equity Fund | $0.4M | $0.0M | 1 |
| BB-II | Private Equity Fund | $9.6M | $0.0M | 11 |
| BB-III | Private Equity Fund | $7.8M | $0.0M | 19 |
| BIG-AGG | Private Equity Fund | $1.3M | $0.0M | 8 |
| BIG-RH | Private Equity Fund | $0.8M | $0.0M | 5 |
| CAST | Private Equity Fund | $3.5M | $0.0M | 7 |
| CEP | Private Equity Fund | $0.6M | $0.0M | 1 |
| CO-I-I | Private Equity Fund | $2.7M | $0.0M | 6 |
| CO-I-II | Private Equity Fund | $0.2M | $0.0M | 6 |
| CO-I-III | Private Equity Fund | $0.1M | $0.0M | 6 |
| CO-I-IV | Private Equity Fund | $1.0M | $0.0M | 6 |
| CO-I-IX | Private Equity Fund | $0.9M | $0.0M | 4 |
| CO-I-V | Private Equity Fund | $0.3M | $0.0M | 2 |
| CO-I-VI | Private Equity Fund | $0.5M | $0.0M | 6 |
| CO-I-VII | Private Equity Fund | $0.4M | $0.0M | 2 |
| CO-I-VIII | Private Equity Fund | $0.5M | $0.0M | 4 |
| CO-I-X | Private Equity Fund | $0.0M | $0.0M | 1 |
| CO-I-XI | Private Equity Fund | $0.4M | $0.0M | 2 |
| CO-I-XII | Private Equity Fund | $0.1M | $0.0M | 2 |
| CO-I-XIII | Private Equity Fund | $0.0M | $0.0M | 2 |
| CO-I-XIV | Private Equity Fund | $0.0M | $0.0M | 2 |
| CO-I-XV | Private Equity Fund | $0.0M | $0.0M | 3 |
| CO-I-XVI | Private Equity Fund | $0.0M | $0.0M | 3 |
| CO-I-XVII | Private Equity Fund | $0.0M | $0.0M | 3 |
| CO-II-I | Private Equity Fund | $0.5M | $0.0M | 5 |
| CO-II-II | Private Equity Fund | $0.0M | $0.0M | 5 |
| CO-II-III | Private Equity Fund | $0.5M | $0.0M | 2 |
| CO-II-IV | Private Equity Fund | $2.1M | $0.0M | 5 |
| CO-II-IX | Private Equity Fund | $0.5M | $0.0M | 2 |
| CO-II-V | Private Equity Fund | $2.1M | $0.0M | 3 |
| CO-II-VI | Private Equity Fund | $0.5M | $0.0M | 2 |
| CO-II-VII | Private Equity Fund | $1.7M | $0.0M | 5 |
| CO-II-VIII | Private Equity Fund | $2.4M | $0.0M | 2 |
| CO-II-X | Private Equity Fund | $2.4M | $0.0M | 5 |
| CO-II-XI | Private Equity Fund | $0.3M | $0.0M | 5 |
| CO-II-XII | Private Equity Fund | $2.2M | $0.0M | 10 |
| CO-II-XIII | Private Equity Fund | $0.3M | $0.0M | 2 |
| CO-II-XIV | Private Equity Fund | $0.9M | $0.0M | 2 |
| CO-III-I | Private Equity Fund | $0.2M | $0.0M | 8 |
| CO-III-II | Private Equity Fund | $0.6M | $0.0M | 3 |
| CO-III-III | Private Equity Fund | $1.1M | $0.0M | 9 |
| CO-III-IV | Private Equity Fund | $1.1M | $0.0M | 8 |
| CO-III-IX | Private Equity Fund | $0.4M | $0.0M | 2 |
| CO-III-V | Private Equity Fund | $4.3M | $0.0M | 11 |
| CO-III-VI | Private Equity Fund | $0.9M | $0.0M | 5 |
| CO-III-VII | Private Equity Fund | $1.4M | $0.0M | 4 |
| CO-III-VIII | Private Equity Fund | $1.5M | $0.0M | 5 |
| CO-III-X | Private Equity Fund | $0.1M | $0.0M | 2 |
| CO-III-XI | Private Equity Fund | $0.0M | $0.0M | 2 |
| CO-III-XII | Private Equity Fund | $0.2M | $0.0M | 2 |
| CO-III-XIII | Private Equity Fund | $0.2M | $0.0M | 2 |
| CO-III-XIV | Private Equity Fund | $0.1M | $0.0M | 2 |
| CO-III-XV | Private Equity Fund | $1.0M | $0.0M | 5 |
| CO-IV-I | Private Equity Fund | $1.3M | $0.0M | 13 |
| CO-IV-II | Private Equity Fund | $0.5M | $0.0M | 5 |
| CO-IV-III | Private Equity Fund | $0.5M | $0.0M | 2 |
| CO-IV-IV | Private Equity Fund | $0.3M | $0.0M | 2 |
| CO-IV-IX | Private Equity Fund | $0.5M | $0.0M | 4 |
| CO-IV-V | Private Equity Fund | $1.4M | $0.0M | 12 |
| CO-IV-VI | Private Equity Fund | $1.6M | $0.0M | 7 |
| CO-IV-VII | Private Equity Fund | $1.1M | $0.0M | 8 |
| CO-IV-VIII | Private Equity Fund | $1.6M | $0.0M | 9 |
| CO-IV-X | Private Equity Fund | $1.1M | $0.0M | 4 |
| CO-IV-XI | Private Equity Fund | $2.5M | $0.0M | 13 |
| CO-IV-XII | Private Equity Fund | $0.1M | $0.0M | 3 |
| CO-V-I | Private Equity Fund | $0.8M | $0.0M | 8 |
| CO-V-II | Private Equity Fund | $0.5M | $0.0M | 3 |
| CO-V-III | Private Equity Fund | $0.3M | $0.0M | 7 |
| CO-V-IV | Private Equity Fund | $1.1M | $0.0M | 9 |
| CO-V-V | Private Equity Fund | $1.1M | $0.0M | 14 |
| CO-V-VI | Private Equity Fund | $1.1M | $0.0M | 10 |
| CO-V-VII | Private Equity Fund | $0.8M | $0.0M | 10 |
| CO-V-VIII | Private Equity Fund | $0.1M | $0.0M | 3 |
| CREDIT-CAR | Private Equity Fund | $0.9M | $0.0M | 5 |
| CREDIT-COMV | Private Equity Fund | $2.3M | $0.0M | 5 |
| CREDIT-COMV SPEC | Private Equity Fund | $1.3M | $0.0M | 5 |
| CREDIT-VISTA | Private Equity Fund | $3.6M | $0.0M | 5 |
| GC | Private Equity Fund | $5.3M | $0.0M | 3 |
| GC-LSQ | Private Equity Fund | $2.2M | $0.0M | 3 |
| GRAN | Private Equity Fund | $0.7M | $0.0M | 9 |
| HAWK | Private Equity Fund | $0.3M | $0.0M | 3 |
| HOESCHLER | Private Equity Fund | $0.5M | $0.0M | 2 |
| LFI | Private Equity Fund | $2.4M | $0.0M | 6 |
| LFI-STAT | Private Equity Fund | $2.4M | $0.0M | 7 |
| LFI-STAT CO | Private Equity Fund | $0.1M | $0.0M | 7 |
| LOC II | Private Equity Fund | $1.7M | $0.0M | 2 |
| LOC VI | Private Equity Fund | $7.0M | $0.0M | 1 |
| MF I | Private Equity Fund | $0.4M | $0.0M | 14 |
| MF II | Private Equity Fund | $0.7M | $0.0M | 6 |
| MG ENERGY | Private Equity Fund | $0.6M | $0.0M | 1 |
| MSTK | Private Equity Fund | $31.0M | $0.0M | 1 |
| NEW | Private Equity Fund | $2.3M | $0.0M | 9 |
| NONAME | Private Equity Fund | $98.9M | $0.0M | 13 |
| NORD I | Private Equity Fund | $1.0M | $0.0M | 7 |
| NORD II | Private Equity Fund | $1.0M | $0.0M | 7 |
| NORD III | Private Equity Fund | $2.1M | $0.0M | 7 |
| OET | Private Equity Fund | $1.0M | $0.0M | 5 |
| PBS | Private Equity Fund | $0.6M | $0.0M | 1 |
| PEARL-HV | Private Equity Fund | $0.7M | $0.0M | 5 |
| PEARL-MEZZ | Private Equity Fund | $3.1M | $0.0M | 5 |
| PEARL-MP | Private Equity Fund | $0.5M | $0.0M | 5 |
| SG-MORT | Private Equity Fund | $2.4M | $0.0M | 4 |
| SG-TERM | Private Equity Fund | $9.4M | $0.0M | 3 |
| SN | Private Equity Fund | $2.0M | $0.0M | 5 |
| VCR | Private Equity Fund | $1.6M | $0.0M | 8 |
| WDC | Private Equity Fund | $0.0M | $0.0M | 2 |
| WREF | Private Equity Fund | $0.1M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WISLIM INVESTMENTS LLC | Domestic Entity | – | CO-OWNER | 12/2022 | 50-75% |
| DILLOW, TIMOTHY, LOUIS | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |
| MAWO CAPITAL I LLC | Domestic Entity | – | CO-OWNER | 12/2022 | 25-50% |
| HUGHES, CHRISTOPHER, LEE | Individual | – | MANAGING PRINCIPAL | 09/2023 | < 5% |
| STAAB, JOHN, ALLAN | Individual | – | PRINCIPAL | 09/2023 | < 5% |
| HUGHES, CHRISTOPHER, LEE | Individual | WISLIM INVESTMENTS LLC | MANAGING PRINCIPAL | 01/2004 | > 75% |
| STAAB, JOHN, ALLAN | Individual | MAWO CAPITAL I LLC | PRINCIPAL | 02/2011 | > 75% |