UNIFIMONEY RIA
UNIFIMONEY RIA QOZB, LLC Legal Name
Adviser information for UNIFIMONEY RIA last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $12,500 |
| Non-Discretionary | 78 | $37,500 |
| Total | 94 | $50,000 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 94 | $50,000 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMMONTHLY SAAS FEES; $1 PER USER, FROM THEIR FINANCIAL INSTITUTION |
Identifiers
| SEC RIA File Number | 801-129081 |
|---|---|
| SEC ERA File Number | 801-129081 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328842 |
| Legal Entity Identifier | None |
Principal Office
61 MEDFORD STSOMERVILLE
MA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 415-964-5877, Fax: N/A
Chief Compliance Officer
MILES ROBERT WEBB
CHIEF COMPLIANCE OFFICER
61 MEDFORD ST
SOMERVILLE
MA
United States
Tel:
415-964-5877
Fax:
N/A
I***@**********Y
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Webb, Miles, Robert | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |
| PALM QOF 2022 LLC | Domestic Entity | – | MEMBER | 09/2023 | > 75% |
| UNIFIMONEY, INC | Domestic Entity | – | MEMBER | 09/2023 | 10-25% |
| Soppitt, Benjamin, James Joseph | Individual | – | CEO | 09/2023 | < 5% |
| Soppitt, Benjamin, James Joseph | Individual | UNIFIMONEY, INC | MANAGING MEMBER | 04/2020 | 25-50% |
| PALMER, BRADLEY, CARL | Individual | PALM QOF 2022 LLC | MANAGING MEMBER | 09/2023 | > 75% |