CAPITAL A WEALTH MANAGEMENT
CAPITAL A WEALTH MANAGEMENT, LLC Legal Name
Adviser information for CAPITAL A WEALTH MANAGEMENT last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 9 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 817 | $149.2M |
| Non-Discretionary | 0 | $0 |
| Total | 817 | $149.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 382 | $145.8M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 19 | $3.2M |
| Charitable organizations | <5 | $151,468 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 149.2M |
| Portfolio Manager | 149.2M |
| Both for Same | 149.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CAPITAL A WEALTH MANAGEMENT, LLC | CAPITAL A WEALTH MANAGEMENT |
Identifiers
| SEC RIA File Number | 801-129086 |
|---|---|
| SEC ERA File Number | 801-129086 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328863 |
| Legal Entity Identifier | None |
Principal Office
312 N JEFFERSON STREETNEW CASTLE
PA
United States
Monday - Friday, 8:00 AM- 5:00 PM
Tel: 724-658-4211, Fax: None
Chief Compliance Officer
MICHAEL D. RICHARDS, JR.
MANAGING MEMBER
312 N JEFFERSON STREET
NEW CASTLE
PA
United States
Tel:
724-658-4211
M********@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RICHARDS, MICHAEL, DAVID | Individual | – | MANAGING MEMBER, CCO | 09/2023 | 5-10% |
| DOMENICK, DAVID, ALBERT | Individual | – | MANAGING MEMBER | 09/2023 | 5-10% |
| Domenick, Brandon, Michael | Individual | – | MANAGING MEMBER | 09/2023 | 5-10% |
| PALIMINO, JOSEPH, FREDERICK | Individual | – | MANAGING MEMBER | 09/2023 | 5-10% |
| DOMENICK, DAVID, ALBERT | Individual | – | MANAGING MEMBER | 09/2023 | 50-75% |