210 FINANCIAL
210 WEALTH MANAGEMENT, INC. Legal Name
Adviser information for 210 FINANCIAL last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 547 | $116.8M |
| Non-Discretionary | 0 | $0 |
| Total | 547 | $116.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 513 | $115.5M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 15 | $1.1M |
| Charitable organizations | <5 | $284,112 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-129099 |
|---|---|
| SEC ERA File Number | 801-129099 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 328570 |
| Legal Entity Identifier | None |
Principal Office
110 B. YORDY ROADMORTON
IL
United States
Monday - Friday, 9AM-5PM
Tel: 309-263-1333, Fax: 309-214-5181
Chief Compliance Officer
TANYA OLVERA
36 W. PIKE ST
COVINGTON
KY
United States
Tel:
859-600-1434
T******@*******M
(Full email address available in API data)
Industry Affiliates
| 210 FINANCIAL | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COOPER, PHILIP, JAMES | Individual | – | FOUNDER & ADVISOR | 10/2023 | 25-50% |
| STAHL, KENDALL, STEPHAN | Individual | – | DIRECTOR OF SALES & ADVISOR | 10/2023 | 10-25% |
| OLVERA, TANYA, MICHELLE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |
| STAHL, CARRIE, SUE | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2023 | 10-25% |
| COOPER, KELLY, K | Individual | – | OPERATIONS DIRECTOR | 10/2023 | 25-50% |