SUCCESS WEALTH MANAGEMENT LLC
Adviser information for SUCCESS WEALTH MANAGEMENT LLC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 12 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 676 | $40.1M |
| Non-Discretionary | 0 | $0 |
| Total | 676 | $40.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 543 | $40.0M |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $125,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-129100 |
|---|---|
| SEC ERA File Number | 801-129100 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299094 |
| Legal Entity Identifier | None |
Principal Office
11676 PERRY HIGHWAYSUITE 1207
WEXFORD
PA
United States
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: 724-934-8128, Fax: None
Chief Compliance Officer
BRIAN M GOLDMAN
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
11676 PERRY HIGHWAY
SUITE 1207
WEXFORD
PA
United States
Tel:
724-934-8128
B************@****************G
(Full email address available in API data)
Industry Affiliates
| AMERICAN SENIOR BENEFITS | Insurance company or agency |
| AMERICAN SENIOR BENEFITS DBA MODERN DISTRICT FINANCIAL | Insurance company or agency |
| AMERICAN SENIOR BENEFITS OF TEXAS | Insurance company or agency |
| SUCCESS FINANCIAL SOLUTIONS, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOLDMAN, BRIAN, MARC | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 07/2018 | > 75% |