WEALTHCARE ASSET MANAGEMENT, LLC
Adviser information for WEALTHCARE ASSET MANAGEMENT, LLC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 618 | $113.5M |
| Non-Discretionary | 1 | $755,092 |
| Total | 619 | $114.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 330 | $66.0M |
| HNW Individuals | 26 | $46.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $1.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)SUB-ADVISORY SERVICES |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-129104 |
|---|---|
| SEC ERA File Number | 801-129104 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170382 |
| Legal Entity Identifier | None |
Principal Office
2847 S. INGRAM MILL ROADSUITE B102
SPRINGFIELD
MO
United States
M-F, BY APPOINTMENT ONLY
Tel: 417-865-0936, Fax: None
Chief Compliance Officer
JAMES WATTS
CHIEF EXECUTIVE OFFICER
2847 S. INGRAM MILL
SUITE B102
SPRINGFIELD
MO
United States
Tel:
417-865-0936
B**********@*****************M
(Full email address available in API data)
Industry Affiliates
| WEALTHCARE IS THE PRIMARY BUSINESS, BUT ALSO SERVES AS A LIFE INSURANCE AGENT THROUGH THE AMERICAN TAX STRATEGIES, LLC AGENCY. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WATTS, JAMES, BARRY | Individual | – | OWNER/CHIEF COMPLIANCE OFFICER | 01/2014 | > 75% |