COMPASS PLANNING ASSOCIATES, INC.

Adviser information for COMPASS PLANNING ASSOCIATES, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Massachusetts, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	300	$137.8M
Non-Discretionary	2	$1.0M
Total	302	$138.8M

Clients

Type	Number	RAUM
Individuals	11	$5.1M
HNW Individuals	51	$133.7M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	515
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	500

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businesses
Compensation	Hourly chargesFixed fees

Identifiers

SEC RIA File Number	801-129110
SEC ERA File Number	801-129110
SEC CIK Numbers	None
SEC CRD Numbers	128014
Legal Entity Identifier	None

Principal Office

158 BARTON ROAD
GREENFIELD
MA
United States

BY APPOINTMENT, 9 AM TO 5 PM

Tel: 617-523-4666, Fax: 617-249-0631

Websites

www.linkedin.com/in/sarahstampcompass/ www.linkedin.com/in/austin-hsu/ www.linkedin.com/in/heather-d-48607b12/ www.linkedin.com/in/elizabethbondcompassplanning/ www.linkedin.com/in/josh-weiss/ www.linkedin.com/in/dawntg/ jenniferscompass.typepad.com www.compassplanning.com www.linkedin.com/in/jennplane

Chief Compliance Officer

JENNIFER LANE

PRESIDENT

P.O. BOX 917

WESTWOOD

United States

Tel: 617-523-4666

Fax: 617-249-0631

J*******@******************M

(Full email address available in API data)

Regulatory Contact

TODD SAKODA

COMPLIANCE CONSULTANT

6650 S.W. REDWOOD LANE, SUITE 220

TIGARD

United States

Tel: 971-801-1346

Fax: 503-635-2955

T***@*************M

(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners